Benjamin Clark has been an investment adviser representative at HeadInvest since July 2018, and is not listed among the firm’s executive officers or direct owners.
Headinvest, LLC is a Portland, ME firm with $892M under management, 445 clients and 6 advisers in one office, as of its March 2026 filing.
Benjamin Clark is Portfolio Manager & Partner at HeadInvest. He serves as a personal advisor to families and corporate retirement plan clients, providing financial planning services including cash flow, tax, insurance, long-term care, legacy and debt analysis. Before joining HeadInvest he spent ten years as a Senior Vice President and Wealth Advisor at UBS Financial Services, and earlier he was an Investment Consultant at McDonald Investments and a Senior Mutual Fund Accountant at Forum Financial Group. He began his career in 1995 at Fidelity Investments.
Benjamin Clark’s longest registration was 10 years at UBS Financial Services Inc. (2007–2018). Before joining HeadInvest in 2018, Benjamin Clark was registered through UBS Financial Services Inc.
- UBS Financial Services Inc.– · 10 yearsPortland, ME · Adviser representative · Firm CRD 8174
Investment adviser representative registrations
Benjamin Clark is registered as an investment adviser representative in Maine, since July 2018.
- MaineSince 17 July 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 30 September 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 29 December 1995 |
| Series 7 | General Securities Representative Examination | 28 October 1995 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Benjamin Hilliard Clark
- CRD
- 2663792
- Firm
- HeadInvest · CRD 140518
- Office
- 7 CUSTOM HOUSE ST, 4TH FLOOR, Portland, ME 04101-4194
- Registration
- Investment adviser registration
- In the industry since
- August 1996
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- headinvest.com
Where does Benjamin Clark work?
Benjamin Clark is an investment adviser representative registered through Headinvest, LLC since July 2018, and is not listed among the firm’s executive officers or direct owners.
Is Benjamin Clark a financial advisor?
Yes. Benjamin Clark has a current investment-adviser registration in Maine, through HeadInvest since July 2018.
How many years of experience does Benjamin Clark have?
Benjamin Clark has 30 years in the financial industry, since August 1996, across 2 adviser firms.
What exams has Benjamin Clark passed?
Benjamin Clark has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in October 1995. FINRA credited Benjamin Clark with the SIE, which began in October 2018.
Where did Benjamin Clark work before HeadInvest?
Before HeadInvest, Benjamin Clark was registered through UBS Financial Services Inc., February 2007 to January 2018.
Where is Benjamin Clark based?
Benjamin Clark’s registered office is in Portland, ME.
Is Benjamin Clark registered with FINRA?
No. Benjamin Clark has no current broker registration.
How can I verify Benjamin Clark’s record?
Search CRD 2663792 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Benjamin Clark’s full registration record.
