Austin Harris has been an investment adviser representative at West Financial Advisors since February 2026, and is not listed among the firm’s executive officers or direct owners.
West Financial Advisors, L.L.C. is a Des Moines, IA firm with $674M under management, 305 clients and 6 advisers across 2 offices, as of its February 2026 filing.
- – present · under a yearScottsdale, AZ · Adviser representative · Firm CRD 142265
Investment adviser representative registrations
Austin Harris is registered as an investment adviser representative in 2 states. The first approvals date from February 2026; the most recent is Arizona, in March 2026.
- ArizonaSince 12 March 2026
- IowaSince 25 February 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 23 February 2026 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Austin Caine Harris
- CRD
- 8229935
- Firm
- West Financial Advisors · CRD 142265
- Office
- 15051 N KIERLAND BLVD, SUITE 309, Scottsdale, AZ 85254
- Registration
- Investment adviser registration
- In the industry since
- February 2026
- Disciplinary history
- Not yet shown here · SEC record
Where does Austin Harris work?
Austin Harris is an investment adviser representative registered through West Financial Advisors, L.L.C. since February 2026, and is not listed among the firm’s executive officers or direct owners.
Is Austin Harris a financial advisor?
Yes. Austin Harris has a current investment-adviser registration in Arizona and Iowa, through West Financial Advisors since February 2026.
How many years of experience does Austin Harris have?
Austin Harris has 0 years in the financial industry, since February 2026, across 1 adviser firm.
What exams has Austin Harris passed?
Austin Harris passed the Series 65 in February 2026.
Where is Austin Harris based?
Austin Harris’ registered office is in Scottsdale, AZ.
Is Austin Harris registered with FINRA?
No. Austin Harris has no current broker registration.
How can I verify Austin Harris’ record?
Search CRD 8229935 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Austin Harris’ full registration record.