Brian West has been Managing Member of West Financial Advisors since November 2008, is a control person of the firm and directly owns between 25% and 50% of it. Brian West holds a Bachelor of Business Administration in Accounting from the University of Iowa.
West Financial Advisors, L.L.C. is a Des Moines, IA firm with $674M under management, 305 clients and 6 advisers across 2 offices, as of its February 2026 filing.
Brian West is Partner and Chief Investment Officer of West Wealth Management. He builds client investment portfolios using quantitative methods. Before joining the firm, he began his career as a CPA at KPMG and served as Chief Finance Officer and Chief Operating Officer at EFCO Corp.
- – present · 18 yearsDes Moines, IA · Adviser representative · Firm CRD 142265
Professional designations
Listed by West Financial Advisors
- Chartered Financial Analyst (CFA®)
- Certified Public Accountant (CPA)
Investment adviser representative registrations
Brian West is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from September 2008; the most recent is Arizona, in March 2026.
- ArizonaSince 13 March 2026
- IowaSince 12 September 2008
- TexasResidentSince 25 January 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 11 September 2008 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Brian Allen West
- CRD
- 5586417
- Firm
- West Financial Advisors · CRD 142265
- Role
- Managing Member
- Office
- 111 EAST GRAND, SUITE 412, Des Moines, IA 50309
- Registration
- Investment adviser registration
- In the industry since
- September 2008
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- westwealth.com
Where does Brian West work?
Brian West has been Managing Member of West Financial Advisors, L.L.C. since November 2008, and is a control person of the firm.
Is Brian West a financial advisor?
Yes. Brian West has a current investment-adviser registration in Arizona, Iowa and Texas, through West Financial Advisors since September 2008.
How many years of experience does Brian West have?
Brian West has 18 years in the financial industry, since September 2008, across 1 adviser firm.
What exams has Brian West passed?
Brian West passed the Series 65 in September 2008.
Where is Brian West based?
Brian West’s registered office is in Des Moines, IA.
Is Brian West registered with FINRA?
No. Brian West has no current broker registration.
Is Brian West a CFA charterholder?
West Financial Advisors lists Brian West with the CFA credential (“Chartered Financial Analyst (CFA®)”) on its website. CFA Institute confirms certification status.
How can I verify Brian West’s record?
Search CRD 5586417 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brian West’s full registration record.