Athena Stone has been President & Chief Compliance Officer of Attentive Investments since June 2021, is a control person of the firm and directly owns 75% or more of it.
Attentive Investments, LLC is a Stockton, CA firm with $197M under management, 430 clients and 1 adviser in one office, as of its February 2026 filing.
Athena Stone is Founder & Principal Advisor of Attentive Investments. Her investment management career began in 2003. In 2021, she transitioned into ownership of the firm following the retirement of Mike Dalton.
Athena Stone’s longest registration was 14 years at Attentive Investment Managers, Inc. (2007–2021). Before joining Attentive Investments in 2021, Athena Stone was registered through Attentive Investment Managers, Inc.
- Attentive Investments, LLCCurrent– present · 5 yearsStockton, CA · Adviser representative · Firm CRD 315478
- Attentive Investment Managers, Inc.– · 14 yearsStockton, CA · Adviser representative · Firm CRD 132536
Professional designations
Listed by Attentive Investments
- Chartered Retirement Planning Counselor (CRPC)
- Accredited Investment Fiduciary (AIF)
- Certified Credit Counselor
Investment adviser representative registrations
Athena Stone is registered as an investment adviser representative in California, since July 2021.
- CaliforniaSince 30 July 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 24 May 2007 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Athena Kaulana Stone
- CRD
- 5267346
- Firm
- Attentive Investments · CRD 315478
- Role
- President & Chief Compliance Officer
- Office
- 5345 N EL DORADO ST., SUITE 5, Stockton, CA 95207
- Registration
- Investment adviser registration
- In the industry since
- May 2007
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- attentiveinv.com
Where does Athena Stone work?
Athena Stone has been President & Chief Compliance Officer of Attentive Investments, LLC since June 2021, and is a control person of the firm.
Is Athena Stone a financial advisor?
Yes. Athena Stone has a current investment-adviser registration in California, through Attentive Investments since July 2021.
How many years of experience does Athena Stone have?
Athena Stone has 19 years in the financial industry, since May 2007, across 2 adviser firms.
What exams has Athena Stone passed?
Athena Stone passed the Series 65 in May 2007.
Where is Athena Stone based?
Athena Stone’s registered office is in Stockton, CA.
Is Athena Stone registered with FINRA?
No. Athena Stone has no current broker registration.
How can I verify Athena Stone’s record?
Search CRD 5267346 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Athena Stone’s full registration record.