Attentive Investments provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions. Financial planning was provided to 1–10 clients last fiscal year.
Attentive Investments reports 430 clients. They include 385 individual clients and 45 high-net-worth individuals. Of its assets, 95.9% ($189M across 1,075 accounts) are managed with discretion; $8.01M across 4 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 90% | 60% |
| High-net-worth individuals | 10% | 40% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 385 | $118M | 59.6% | $306K |
| High-net-worth individuals | 45 | $79.8M | 40.4% | $1.77M |
| Total | 430 | $197M | 100% | $459K |
- Clients
- 385
- Regulatory AUM
- $118M
- AUM share
- 59.6%
- Avg. per client
- $306K
- Clients
- 45
- Regulatory AUM
- $79.8M
- AUM share
- 40.4%
- Avg. per client
- $1.77M
Total
- Clients
- 430
- Regulatory AUM
- $197M
- AUM share
- 100%
- Avg. per client
- $459K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Attentive Investments charges 0.50%–1.00% a year for its Individual Portfolio Management Fees. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable. The brochure also prices one other service, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$500K | 1.00% |
| $500K–$1M | 0.75% |
| $1M and above | 0.50% |
Fee details and sources
Other fees
- Financial Planning Fees
- Financial planning is charged hourly at $250.00 for a Certified Financial Planner and $102.50 for a clerical associate, based on an estimate of total hours.
Athena Stone owns 75% or more of Attentive Investments. The leadership team of Attentive Investments includes President Athena Stone. It has 5 employees, 1 of them in advisory roles.
Leadership
Athena StonePresident & Chief Compliance Officer
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
Staff
- 5 employees
- 1 in advisory functions
- 1 state-registered rep
- Owns 75% or more of Attentive Investments, LLC
Athena Stone
Control person · since June 2021
Attentive Investments’ regulatory assets grew Infinity× from $0 (June 2021) to $197M (February 2026); employees rose from 1 to 5.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Feb 2026February 2026 | $197M | 430 | 5 | 1 |
| Mar 2025March 2025 | $181M | 420 | 3 | 1 |
| Feb 2024February 2024 | $158M | 425 | 2 | 1 |
| Mar 2023March 2023 | $122M | 391 | 2 | 1 |
| Mar 2022March 2022 | $155M | 386 | 2 | 1 |
| Jun 2021June 2021 | $0 | 0 | 1 | 1 |
Besides its headquarters, Attentive Investments has 0 offices, with 1 listed address in 1 state.
California · 1 listed address
- 5345 N El Dorado St., Suite 5, StocktonHQ
Contact and registration details
- Legal name
- Attentive Investments, LLC
- Headquarters
- 5345 N El Dorado St., Suite 5, Stockton, CA 95207
- Website
- attentiveinv.com
- Phone
- 209-636-4931
- SEC file
- 801-121822
- Structure
- California LLC
- Fiscal year end
- December
Attentive Investments’ named custodian for separately managed accounts is Charles Schwab ($197M). Attentive Investments does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $197M100%
At year end, Attentive Investments’ separately managed accounts were mostly in stocks (76%) and bonds (16%).
What the accounts hold
- Stocks76%
- Funds5%
- Bonds16%
- U.S. government and agency bonds9%
- Investment grade corporate bonds5%
- State and local bonds2%
- Cash3%
How many clients does Attentive Investments have?
Attentive Investments has 430 clients and manages $197 million for them, as of February 2026. They include 385 individual clients and 45 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 12 February 2026
What services does Attentive Investments offer?
Attentive Investments provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Attentive Investments charge?
Attentive Investments charges 0.50%–1.00% a year for its Individual Portfolio Management Fees. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.
Which custodians does Attentive Investments use?
Attentive Investments’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $197M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 12 February 2026
How many financial advisors does Attentive Investments have?
Attentive Investments has 1 investment adviser representative registered with state securities authorities, out of 5 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Attentive Investments invest in?
At the end of its last fiscal year, Attentive Investments’ separately managed accounts held 76% exchange-traded equities, 9% U.S. government and agency bonds, 5% investment grade corporate bonds, 5% registered funds (mutual funds, ETFs, BDCs), 3% cash and equivalents and 2% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Attentive Investments?
Attentive Investments’ direct owner is Athena Stone (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 12 February 2026
How does Attentive Investments get paid?
Attentive Investments is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Attentive Investments?
Attentive Investments’ main office is at 5345 N El Dorado St., Suite 5, Stockton, CA 95207. Its phone number is 209-636-4931. Its website is attentiveinv.com.