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Asad Ali, portrait

Asad Ali

President at Alan D Biller & Associates

No current adviser or broker registrationSEC record checked 17 October 2026

2
Past adviser firms
3
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Asad Ali is President of Alan D Biller & Associates, Inc., a Menlo Park investment adviser managing $65.1B. Asad Ali has past investment-adviser registrations through 2 firms and has passed the Series 7, Series 66 and Series 65.

Role at Alan D Biller & Associates

Title on Schedule A
President
Control
Asad Ali is a control person of Alan D Biller & Associates.
Ownership
An individual ownership band is not available in the source record.
Tenure
Asad Ali has held the filed role since October 2018.

The firm

Alan D Biller & Associates, Inc.
Menlo Park, CA

Form ADV filed 26 January 2026

$65.1B AUM51 clients24 advisers1 offices

Career on record

Firms and exams, newest first
  1. Alan Biller And Associates
    – · 9 years
    Menlo Park, CA · Adviser representative · Firm CRD 105283
  2. Passed Series 65 · 2015
  3. Chase Investment Services Corp.
    – · 1 year
    New York, NY · Adviser representative · Firm CRD 25574
  4. Passed Series 7 and Series 66 · 2003

Registrations and exams

No current adviser or broker registration. Asad Ali has passed 3 qualifying exams.

Examinations

Series 6519 March 2015
Name
Uniform Investment Adviser Law Examination
Series 667 October 2003
Name
Uniform Combined State Law Examination
Series 78 August 2003
Name
General Securities Representative Examination

Individual record

Full name
Asad Asif Ali
CRD
4673590
Firm
Alan D Biller & Associates, Inc.
Registration status
No current adviser or broker registration
Firm bio
alanbiller.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Asad Ali work?

Asad Ali has been President of Alan D Biller & Associates, Inc. since October 2018, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 26 January 2026

Does Asad Ali have a current investment-adviser registration?

Asad Ali has no current investment-adviser or broker registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Asad Ali passed?

Asad Ali has passed 3 licensing exams: the Series 7, Series 66 and Series 65. The earliest, the Series 7, was passed in August 2003.

Source: IAPD individual record, checked 17 October 2026

Where was Asad Ali previously registered as an investment adviser?

Asad Ali has past investment-adviser registrations through Alan Biller And Associates, March 2015 to December 2023; Chase Investment Services Corp., August 2004 to July 2005, across 2 firms.

Source: IAPD individual record, checked 17 October 2026

Leadership at Alan D Biller & Associates

Sources

  1. IAPD individual record, CRD 4673590. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Alan D Biller & Associates, Inc., filed 26 January 2026. Title, control and ownership bands.
  3. Alan D Biller & Associates team page. Biography, education, credentials, awards and portrait.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Asad Ali or Alan D Biller & Associates, Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.

The portrait is reproduced from the firm’s website for identification.