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Alan Biller, portrait

Alan Biller

Chairman, Chief Financial Officer, Chief Executive Officer at Alan D Biller & Associates

No current adviser or broker registrationSEC record checked 17 October 2026

1
Past adviser firms
2
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Alan Biller is Chairman, Chief Financial Officer, Chief Executive Officer of Alan D Biller & Associates, Inc., a Menlo Park investment adviser managing $65.1B. Alan Biller has past investment-adviser registrations through 1 firm and has passed the Series 22 and Series 2.

Role at Alan D Biller & Associates

Title on Schedule A
Chairman, Chief Financial Officer, Chief Executive Officer
Control
Alan Biller is a control person of Alan D Biller & Associates.
Ownership
The filed direct ownership band is 25% to 50%.
Tenure
Alan Biller has held the filed role since November 1982.

The firm

Alan D Biller & Associates, Inc.
Menlo Park, CA

Form ADV filed 26 January 2026

$65.1B AUM51 clients24 advisers1 offices

Career on record

Firms and exams, newest first
  1. Alan Biller And Associates
    – · 29 years
    Seattle, WA · Adviser representative · Firm CRD 105283
  2. Passed Series 2 · 1995
  3. Passed Series 22 · 1984

Registrations and exams

No current adviser or broker registration. Alan Biller has passed 2 qualifying exams.

Examinations

Series 213 April 1995
Name
Non-Member General Securities Examination
Series 2228 February 1984
Name
Direct Participation Programs Representative Examination

Individual record

Full name
Alan David Biller
CRD
1217836
Firm
Alan D Biller & Associates, Inc.
Registration status
No current adviser or broker registration
Firm bio
alanbiller.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Credentials and memberships

Common questions

Where does Alan Biller work?

Alan Biller has been Chairman, Chief Financial Officer, Chief Executive Officer of Alan D Biller & Associates, Inc. since November 1982, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 26 January 2026

Does Alan Biller have a current investment-adviser registration?

Alan Biller has no current investment-adviser or broker registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Alan Biller passed?

Alan Biller has passed 2 licensing exams: the Series 22 and Series 2. The earliest, the Series 22, was passed in February 1984.

Source: IAPD individual record, checked 17 October 2026

Where was Alan Biller previously registered as an investment adviser?

Alan Biller has past investment-adviser registrations through Alan Biller And Associates, June 1995 to December 2023, across 1 firm.

Source: IAPD individual record, checked 17 October 2026

Leadership at Alan D Biller & Associates

Sources

  1. IAPD individual record, CRD 1217836. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Alan D Biller & Associates, Inc., filed 26 January 2026. Title, control and ownership bands.
  3. Alan D Biller & Associates team page. Biography, education, credentials, awards and portrait.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Alan Biller or Alan D Biller & Associates, Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.

The portrait is reproduced from the firm’s website for identification.