Anthony Sam has been CEO, CCO, Manager, Member of Alpha Solutions Investment Advisors since March 2011, is a control person of the firm and directly owns 75% or more of it. Anthony Sam studied at San Francisco State University.
Alpha Solutions Investment Advisors, LLC is a South San Francisco, CA firm with $466M under management, 490 clients and 4 advisers in one office, as of its August 2026 filing.
Anthony Sam is Chief Executive Officer of Alpha Solutions Investment Advisors. He has been involved in launching and scaling startups in consumer electronics, medical devices, telecommunications, advertising and automotive. From 1990 to 1998 he co-founded and served as CFO of Med Tech International, and he later co-founded xtronx, Inc., an outdoor advertising firm, where he served as Executive Vice President.
- – present · 15 yearsSouth San Francisco, CA · Adviser representative · Firm CRD 156541
Investment adviser representative registrations
Anthony Sam is registered as an investment adviser representative in 5 states, as a resident of Texas. The first approvals date from April 2011; the most recent are New York and Texas, in February 2025.
- CaliforniaSince 28 April 2011
- New JerseySince 11 September 2013
- New YorkSince 13 February 2025
- PennsylvaniaSince 30 May 2013
- TexasResidentSince 13 February 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 19 October 2010 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Anthony T Sam
- CRD
- 5891496
- Firm
- Alpha Solutions Investment Advisors · CRD 156541
- Role
- CEO, CCO, Manager, Member
- Office
- 400 OYSTER POINT BLVD., SUITE 407, South San Francisco, CA 94080
- Registration
- Investment adviser registration
- In the industry since
- April 2011
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- asiadvisors.com
Where does Anthony Sam work?
Anthony Sam has been CEO, CCO, Manager, Member of Alpha Solutions Investment Advisors, LLC since March 2011, and is a control person of the firm.
Is Anthony Sam a financial advisor?
Yes. Anthony Sam has a current investment-adviser registration in California, New Jersey, New York, Pennsylvania and Texas, through Alpha Solutions Investment Advisors since April 2011.
How many years of experience does Anthony Sam have?
Anthony Sam has 15 years in the financial industry, since April 2011, across 1 adviser firm.
What exams has Anthony Sam passed?
Anthony Sam passed the Series 65 in October 2010.
Where is Anthony Sam based?
Anthony Sam’s registered office is in South San Francisco, CA.
Is Anthony Sam registered with FINRA?
No. Anthony Sam has no current broker registration.
How can I verify Anthony Sam’s record?
Search CRD 5891496 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Anthony Sam’s full registration record.
