Alpha Solutions Investment Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and estate planning. Financial planning was provided to 1–10 clients last fiscal year.
Alpha Solutions Investment Advisors reports 490 clients. They include 266 high-net-worth individuals, 175 individual clients, and 21 corporations and other businesses. Of its assets, 100.0% ($466M across 751 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 36% | 8% |
| High-net-worth individuals | 54% | 84% |
| Pooled investment vehicles | <1% | <1% |
| Pension and profit-sharing plans | 2% | <1% |
| Charitable organizations | <1% | <1% |
| Other client typesCorporations and other businesses; Other | 7% | 7% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 175 | $35.8M | 7.7% | $204K |
| High-net-worth individuals | 266 | $391M | 83.9% | $1.47M |
| Pooled investment vehicles | 1 | $953K | 0.2% | $953K |
| Pension and profit-sharing plans | 12 | $4.11M | 0.9% | $343K |
| Charitable organizations | Fewer than 5 | $2.19M | 0.5% | $1.1M |
| Corporations and other businesses | 21 | $28.6M | 6.1% | $1.36M |
| Other | 13 | $3.58M | 0.8% | $275K |
| Total | 490 | $466M | 100% | — |
- Clients
- 175
- Regulatory AUM
- $35.8M
- AUM share
- 7.7%
- Avg. per client
- $204K
- Clients
- 266
- Regulatory AUM
- $391M
- AUM share
- 83.9%
- Avg. per client
- $1.47M
- Clients
- 1
- Regulatory AUM
- $953K
- AUM share
- 0.2%
- Avg. per client
- $953K
- Clients
- 12
- Regulatory AUM
- $4.11M
- AUM share
- 0.9%
- Avg. per client
- $343K
- Clients
- Fewer than 5
- Regulatory AUM
- $2.19M
- AUM share
- 0.5%
- Avg. per client
- $1.1M
- Clients
- 21
- Regulatory AUM
- $28.6M
- AUM share
- 6.1%
- Avg. per client
- $1.36M
- Clients
- 13
- Regulatory AUM
- $3.58M
- AUM share
- 0.8%
- Avg. per client
- $275K
Total
- Clients
- 490
- Regulatory AUM
- $466M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Alpha Solutions Investment Advisors charges 0.50%–1.25% a year for its Advisory Fee Schedule. Each asset band is charged at its own rate. The fee is billed in arrears, is negotiable, has a $5,000 annual minimum and requires an account of at least $500,000. The brochure also prices one other service, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$2M | 1.25% |
| $2M–$5M | 1.00% |
| $5M–$10M | 0.75% |
| $10M–$20M | 0.60% |
| $20M and above | 0.50% |
Fee details and sources
Other fees
- Consulting Services
- Consulting is charged hourly at $500 per hour, agreed in advance under a consulting services agreement, with no minimum fee; due on completion.
Anthony Sam owns 75% or more of Alpha Solutions Investment Advisors. It has 6 employees, 4 of them in advisory roles.
Leadership
- Nathalie LaiVP of Operations
Robert MosesDirector of Research- Anthony SamCEO, CCO, Manager, Member
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
Staff
- 6 employees
- 4 in advisory functions
- 4 state-registered reps
- Owns 75% or more of Alpha Solutions Investment Advisors, LLC
Anthony Sam
Control person · since March 2011
Alpha Solutions Investment Advisors’ regulatory assets grew 4.4× from $105M (April 2022) to $466M (August 2026); clients rose from 185 to 490 and employees from 4 to 6.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| August 2026 | $466M | 490 | 6 | 1 |
| March 2025 | $261M | 361 | 5 | 1 |
| March 2024 | $172M | 249 | 4 | 1 |
| March 2023 | $110M | 224 | 4 | 1 |
| April 2022 | $105M | 185 | 4 | 1 |
Besides its headquarters, Alpha Solutions Investment Advisors has 0 offices, with 1 listed address in California.
California · 1 listed address
- 400 Oyster Point BLVD., Suite 407, South San FranciscoHQ
Contact and registration details
- Legal name
- Alpha Solutions Investment Advisors, LLC
- Headquarters
- 400 Oyster Point BLVD., Suite 407, South San Francisco, CA 94080
- Website
- asiadvisors.com
- Phone
- 415-882-7088
- SEC file
- 801-124857
- Founded
- 2010
- Structure
- California LLC
- Fiscal year end
- December
Alpha Solutions Investment Advisors does not have custody of client assets.
At year end, Alpha Solutions Investment Advisors’ separately managed accounts were mostly in stocks (90%).
What the accounts hold
- Stocks90%
- Funds2%
- Bonds6%
- Cash2%
How many clients does Alpha Solutions Investment Advisors have?
Alpha Solutions Investment Advisors has 490 clients and manages $466 million for them, as of August 2026. They include 266 high-net-worth individuals, 175 individual clients, and 21 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 4 August 2026
What services does Alpha Solutions Investment Advisors offer?
Alpha Solutions Investment Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and estate planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Alpha Solutions Investment Advisors charge?
Alpha Solutions Investment Advisors charges 0.50%–1.25% a year for its Advisory Fee Schedule. Each asset band is charged at its own rate. The fee is billed in arrears, is negotiable, has a $5,000 annual minimum and requires an account of at least $500,000.
Source: ALPHA SOLUTIONS INVESTMENT ADVISORS ADV II-20250916F, filed 21 October 2026
How many financial advisors does Alpha Solutions Investment Advisors have?
Alpha Solutions Investment Advisors has 4 investment adviser representatives registered with state securities authorities, out of 6 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Alpha Solutions Investment Advisors invest in?
At the end of its last fiscal year, Alpha Solutions Investment Advisors’ separately managed accounts held 90% exchange-traded equities, 6% U.S. government and agency bonds, 2% registered funds (mutual funds, ETFs, BDCs) and 2% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Alpha Solutions Investment Advisors have a minimum investment?
Yes, Alpha Solutions Investment Advisors’ minimum account size for its Advisory Fee Schedule is $500K. It charges a $5K annual minimum fee.
Source: ALPHA SOLUTIONS INVESTMENT ADVISORS ADV II-20250916F, filed 21 October 2026
Who owns Alpha Solutions Investment Advisors?
Alpha Solutions Investment Advisors’ direct owner is Anthony Sam (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 4 August 2026
How does Alpha Solutions Investment Advisors get paid?
Alpha Solutions Investment Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Alpha Solutions Investment Advisors?
Alpha Solutions Investment Advisors’ main office is at 400 Oyster Point BLVD., Suite 407, South San Francisco, CA 94080. Its phone number is 415-882-7088. Its website is asiadvisors.com.