Annette Gallo has been an investment adviser representative at Kelsey Financial since June 2021, and is not listed among the firm’s executive officers or direct owners.
Kelsey Financial, LLC is a Moorpark, CA firm with $176M under management, 275 clients and 6 advisers across 2 offices, as of its March 2026 filing.
Annette Gallo’s longest registration was 5 years at Kelsey Financial, LLC (2016–2021). Before joining Kelsey Financial in 2021, Annette Gallo was registered through Kelsey Financial, LLC.
- Kelsey Financial, LLCCurrent– present · 5 yearsMoorpark, CA · Adviser representative · Firm CRD 314950
- Kelsey Financial, LLC– · 5 yearsWestlake Village, CA · Adviser representative · Firm CRD 171901
Investment adviser representative registrations
Annette Gallo is registered as an investment adviser representative in California, as a resident of California, since June 2021.
- CaliforniaResidentSince 25 June 2021
Examinations
No examinations are on Annette Gallo’s record.
- CRD
- 6312251
- Firm
- Kelsey Financial · CRD 314950
- Office
- 485 E. HIGH STREET, Moorpark, CA 93021
- Registration
- Investment adviser registration
- In the industry since
- January 2016
- Disciplinary history
- Not yet shown here · SEC record
Where does Annette Gallo work?
Annette Gallo is an investment adviser representative registered through Kelsey Financial, LLC since June 2021, and is not listed among the firm’s executive officers or direct owners.
Is Annette Gallo a financial advisor?
Yes. Annette Gallo has a current investment-adviser registration in California, through Kelsey Financial since June 2021.
How many years of experience does Annette Gallo have?
Annette Gallo has 10 years in the financial industry, since January 2016, across 2 adviser firms.
Where is Annette Gallo based?
Annette Gallo’s registered office is in Moorpark, CA.
Is Annette Gallo registered with FINRA?
No. Annette Gallo has no current broker registration.
How can I verify Annette Gallo’s record?
Search CRD 6312251 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Annette Gallo’s full registration record.