Anna Miller has been President, Chief Compliance Officer of Certified Planners since January 1995, is a control person of the firm and directly owns under 5% of it. Anna Miller holds a Bachelor of Science in Business Administration with an emphasis in Finance from California State University, East Bay. Anna Miller studied University of California at Hastings College of Law.
Certified Planners, Inc. is a San Ramon, CA firm with $197M under management, 188 clients and 2 advisers in one office, as of its January 2026 filing.
Mari Miller is President of Certified Planners, Inc., based in San Ramon, CA. She is the Chief Compliance Officer and has been providing personal investment advisory and wealth management services to CPI clients since 1994. She is also an estate planning attorney and founded her own estate planning practice in 1995.
- Certified Planners, Inc.Current– present · 29 yearsSan Ramon, CA · Adviser representative · Firm CRD 105364
Investment adviser representative registrations
Anna Miller is registered as an investment adviser representative in California, since July 1997.
- CaliforniaSince 8 July 1997
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 16 March 1999 |
| Series 24 | General Securities Principal Examination | 26 February 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 12 December 1994 |
| Series 7 | General Securities Representative Examination | 21 November 1994 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Anna Mari Miller
- CRD
- 2540947
- Firm
- Certified Planners · CRD 105364
- Role
- President, Chief Compliance Officer
- Office
- 2333 SAN RAMON VALLEY BLVD. STE 185, San Ramon, CA 94583
- Registration
- Investment adviser registration
- In the industry since
- July 1997
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- certifiedplannersinc.com
Where does Anna Miller work?
Anna Miller has been President, Chief Compliance Officer of Certified Planners, Inc. since January 1995, and is a control person of the firm.
Is Anna Miller a financial advisor?
Yes. Anna Miller has a current investment-adviser registration in California, through Certified Planners since July 1997.
How many years of experience does Anna Miller have?
Anna Miller has 29 years in the financial industry, since July 1997, across 1 adviser firm.
What exams has Anna Miller passed?
Anna Miller has passed 4 licensing exams: the Series 7, Series 63, Series 24 and Series 65. The earliest, the Series 7, was passed in November 1994.
Where is Anna Miller based?
Anna Miller’s registered office is in San Ramon, CA.
Is Anna Miller registered with FINRA?
No. Anna Miller has no current broker registration.
How can I verify Anna Miller’s record?
Search CRD 2540947 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Anna Miller’s full registration record.
