Anna Case has been an investment adviser representative at Founders Capital Management since May 2022, and is not listed among the firm’s executive officers or direct owners. Anna Case holds an Economics degree from Colgate University.
Founders Capital Management, LLC is a Hartford, CT firm with $920M under management, 224 clients and 4 advisers in one office, as of its February 2026 filing.
Anna Case is a Client Portfolio Manager for Founders Capital Management. Previously, she was a Business Management Associate at Morgan Stanley, working with financial advisors on financial planning and wealth management. Before Morgan Stanley she worked as an analyst at Macquarie Capital, advising financial clients on the origination, structuring, and execution of leverage loan transactions.
- – present · 4 yearsHartford, CT · Adviser representative · Firm CRD 118853
Investment adviser representative registrations
Anna Case is registered as an investment adviser representative in 2 states. Each was approved in May 2022.
- ConnecticutSince 13 May 2022
- TexasSince 13 May 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 13 May 2022 |
- Name
- Uniform Investment Adviser Law Examination
- CRD
- 7297553
- Firm
- Founders Capital Management · CRD 118853
- Office
- ONE STATE STREET, SUITE 1700, Hartford, CT 06103
- Registration
- Investment adviser registration
- In the industry since
- May 2022
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- foundcapital.com
Where does Anna Case work?
Anna Case is an investment adviser representative registered through Founders Capital Management, LLC since May 2022, and is not listed among the firm’s executive officers or direct owners.
Is Anna Case a financial advisor?
Yes. Anna Case has a current investment-adviser registration in Connecticut and Texas, through Founders Capital Management since May 2022.
How many years of experience does Anna Case have?
Anna Case has 4 years in the financial industry, since May 2022, across 1 adviser firm.
What exams has Anna Case passed?
Anna Case passed the Series 65 in May 2022.
Where is Anna Case based?
Anna Case’s registered office is in Hartford, CT.
Is Anna Case registered with FINRA?
No. Anna Case has no current broker registration.
How can I verify Anna Case’s record?
Search CRD 7297553 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Anna Case’s full registration record.