Howard Case has held the title Member at Founders Capital Management since November 2001, is a control person of the firm and directly owns between 50% and 75% of it. Howard Case holds a BS in accounting from the University of Vermont.
Founders Capital Management, LLC is a Hartford, CT firm with $920M under management, 224 clients and 4 advisers in one office, as of its February 2026 filing.
Howard E. Case is a Principal of Founders Capital Management. Previously, he was President and Managing Partner of Case, Corrado, Yazmer & Company, P.C., a public accounting firm. He has also served as a principal and adviser in the creation, purchase, and sale of numerous businesses in the manufacturing, retailing, real estate, and professional services industries.
- – present · 23 yearsHartford, CT · Adviser representative · Firm CRD 118853
Investment adviser representative registrations
Howard Case is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from January 2003; the most recent is Texas, in August 2021.
- ConnecticutSince 2 January 2003
- TexasResidentSince 25 August 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 24 October 2001 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Howard Elliot Case
- CRD
- 4494963
- Firm
- Founders Capital Management · CRD 118853
- Role
- Member
- Office
- ONE STATE STREET, SUITE 1700, Hartford, CT 06103
- Registration
- Investment adviser registration
- In the industry since
- January 2003
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- foundcapital.com
Where does Howard Case work?
Howard Case has held the title Member at Founders Capital Management, LLC since November 2001, and is a control person of the firm.
Is Howard Case a financial advisor?
Yes. Howard Case has a current investment-adviser registration in Connecticut and Texas, through Founders Capital Management since January 2003.
How many years of experience does Howard Case have?
Howard Case has 23 years in the financial industry, since January 2003, across 1 adviser firm.
What exams has Howard Case passed?
Howard Case passed the Series 65 in October 2001.
Where is Howard Case based?
Howard Case’s registered office is in Hartford, CT.
Is Howard Case registered with FINRA?
No. Howard Case has no current broker registration.
How can I verify Howard Case’s record?
Search CRD 4494963 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Howard Case’s full registration record.