Patrick Terrion has been Chief Compliance Officer/Member of Founders Capital Management since November 2003, is a control person of the firm and directly owns between 50% and 75% of it. Patrick Terrion holds a BS in business administration from the University of Massachusetts.
Founders Capital Management, LLC is a Hartford, CT firm with $920M under management, 224 clients and 4 advisers in one office, as of its February 2026 filing.
Patrick A. Terrion is a Principal of Founders Capital Management. Previously, he was President of The Terrion Group, an investment advisory firm he established in 1998 that merged with Founders in 2003. He earlier held senior management positions with several global organizations, including British Airways and Thomas Cook/American Express.
Patrick Terrion’s longest registration is the current one, 21 years at Founders Capital Management since 2005. Before joining Founders Capital Management in 2005, Patrick Terrion was registered through Terrion Group, LTD.
- – present · 21 yearsHartford, CT · Adviser representative · Firm CRD 118853
- Terrion Group, LTD– · 5 yearsWindsor, CT · Adviser representative · Firm CRD 127378
Investment adviser representative registrations
Patrick Terrion is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from January 2005; the most recent is Texas, in August 2021.
- ConnecticutSince 7 January 2005
- TexasResidentSince 25 August 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 3 January 1997 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Patrick Alan Terrion
- CRD
- 2997848
- Firm
- Founders Capital Management · CRD 118853
- Role
- Chief Compliance Officer/Member
- Office
- ONE STATE STREET, SUITE 1700, Hartford, CT 06103
- Registration
- Investment adviser registration
- In the industry since
- April 1999
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- foundcapital.com
Where does Patrick Terrion work?
Patrick Terrion has been Chief Compliance Officer/Member of Founders Capital Management, LLC since November 2003, and is a control person of the firm.
Is Patrick Terrion a financial advisor?
Yes. Patrick Terrion has a current investment-adviser registration in Connecticut and Texas, through Founders Capital Management since January 2005.
How many years of experience does Patrick Terrion have?
Patrick Terrion has 27 years in the financial industry, since April 1999, across 2 adviser firms.
What exams has Patrick Terrion passed?
Patrick Terrion passed the Series 65 in January 1997.
Where did Patrick Terrion work before Founders Capital Management?
Before Founders Capital Management, Patrick Terrion was registered through Terrion Group, LTD, December 1998 to August 2004.
Where is Patrick Terrion based?
Patrick Terrion’s registered office is in Hartford, CT.
Is Patrick Terrion registered with FINRA?
No. Patrick Terrion has no current broker registration.
How can I verify Patrick Terrion’s record?
Search CRD 2997848 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Patrick Terrion’s full registration record.