Ann Poletti has been an investment adviser representative at Prossimo Advisors since March 2025, and is not listed among the firm’s executive officers or direct owners. Ann Poletti holds a Cal Poly.
Prossimo Advisors LLC is a San Luis Obispo, CA firm with $239M under management, 26 clients and 4 advisers in one office, as of its March 2026 filing.
Ann Poletti is Operations Manager of Prossimo Advisors. She joined the firm in 2017 and is responsible for all client onboarding and support functions, including individualized reporting and portal oversight, and is the primary liaison with the firm's client portfolio custodians. Earlier she managed the nursery and floral divisions of Karleskint Crum, Inc. for several years, joined Coast National Bank, and later became an Assistant Vice President at Founders Community Bank.
- Prossimo Advisors LLCCurrent– present · 1 yearSan Luis Obispo, CA · Adviser representative · Firm CRD 289347
Investment adviser representative registrations
Ann Poletti is registered as an investment adviser representative in 2 states. Each was approved in March 2025.
- CaliforniaSince 2 March 2025
- TexasSince 2 March 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 27 February 2025 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Ann Marie Poletti
- CRD
- 8051582
- Firm
- Prossimo Advisors · CRD 289347
- Office
- 1150 OSOS STREET, SUITE 208, San Luis Obispo, CA 93401
- Registration
- Investment adviser registration
- In the industry since
- March 2025
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- prossimoadvisors.com
Where does Ann Poletti work?
Ann Poletti is an investment adviser representative registered through Prossimo Advisors LLC since March 2025, and is not listed among the firm’s executive officers or direct owners.
Is Ann Poletti a financial advisor?
Yes. Ann Poletti has a current investment-adviser registration in California and Texas, through Prossimo Advisors since March 2025.
How many years of experience does Ann Poletti have?
Ann Poletti has 1 year in the financial industry, since March 2025, across 1 adviser firm.
What exams has Ann Poletti passed?
Ann Poletti passed the Series 65 in February 2025.
Where is Ann Poletti based?
Ann Poletti’s registered office is in San Luis Obispo, CA.
Is Ann Poletti registered with FINRA?
No. Ann Poletti has no current broker registration.
How can I verify Ann Poletti’s record?
Search CRD 8051582 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Ann Poletti’s full registration record.
