Katelyn Hunter has been Chief Compliance Officer of Prossimo Advisors since May 2019, is a control person of the firm and directly owns between 50% and 75% of it. Katelyn Hunter holds a UC Berkeley. Katelyn Hunter studied at UCLA School of Law.
Prossimo Advisors LLC is a San Luis Obispo, CA firm with $239M under management, 26 clients and 4 advisers in one office, as of its March 2026 filing.
Katelyn Hunter is Chief Compliance Officer of Prossimo Advisors. In this role she oversees and completes regulatory filings, ensures processes and procedures comply with industry standards, and maintains the firm's books and records. She also monitors clients' alternative investment portfolios. Earlier she spent almost 10 years with a boutique Los Angeles law firm defending broker-dealers and investment banks in securities disputes before FINRA.
- Prossimo Advisors LLCCurrent– present · 7 yearsSan Luis Obispo, CA · Adviser representative · Firm CRD 289347
Investment adviser representative registrations
Katelyn Hunter is registered as an investment adviser representative in 2 states. Each was approved in May 2019.
- CaliforniaSince 17 May 2019
- TexasSince 17 May 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 3 May 2019 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Katelyn Blaire Hunter
- CRD
- 7117080
- Firm
- Prossimo Advisors · CRD 289347
- Role
- Chief Compliance Officer
- Office
- 1150 OSOS STREET, SUITE 208, San Luis Obispo, CA 93401
- Registration
- Investment adviser registration
- In the industry since
- May 2019
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- prossimoadvisors.com
Where does Katelyn Hunter work?
Katelyn Hunter has been Chief Compliance Officer of Prossimo Advisors LLC since May 2019, and is a control person of the firm.
Is Katelyn Hunter a financial advisor?
Yes. Katelyn Hunter has a current investment-adviser registration in California and Texas, through Prossimo Advisors since May 2019.
How many years of experience does Katelyn Hunter have?
Katelyn Hunter has 7 years in the financial industry, since May 2019, across 1 adviser firm.
What exams has Katelyn Hunter passed?
Katelyn Hunter passed the Series 65 in May 2019.
Where is Katelyn Hunter based?
Katelyn Hunter’s registered office is in San Luis Obispo, CA.
Is Katelyn Hunter registered with FINRA?
No. Katelyn Hunter has no current broker registration.
How can I verify Katelyn Hunter’s record?
Search CRD 7117080 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Katelyn Hunter’s full registration record.
