Angela Babcock has been an investment adviser representative at FLFS Advisory since April 2025, and is not listed among the firm’s executive officers or direct owners.
FLFS Advisory LLC is a Victor, NY firm with $161M under management, 203 clients and 5 advisers in one office, as of its June 2026 filing.
Angela Babcock’s longest registration was 4 years at Grove Point Advisors, LLC (2021–2025). Before joining FLFS Advisory in 2025, Angela Babcock was registered through Grove Point Advisors, LLC and H. Beck, Inc.
- LPL Financial LLC– · under a yearFort Mill, SC · Adviser representative · Firm CRD 6413
- Grove Point Advisors, LLC– · 4 yearsVictor, NY · Adviser representative · Firm CRD 313171
- H. Beck, Inc.– · under a yearVictor, NY · Adviser representative · Firm CRD 1763
Investment adviser representative registrations
Angela Babcock is registered as an investment adviser representative in New York, since April 2025.
- New YorkSince 29 April 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 22 October 2020 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 1 May 2012 |
| Series 7 | General Securities Representative Examination | 18 January 2012 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Angela M Babcock
- CRD
- 4332669
- Firm
- FLFS Advisory · CRD 334771
- Office
- 29 LASALLE PARKWAY, Victor, NY 14564
- Registration
- Investment adviser and broker registrations
- In the industry since
- January 2012
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Angela Babcock work?
Angela Babcock is an investment adviser representative registered through FLFS Advisory LLC since April 2025, and is not listed among the firm’s executive officers or direct owners.
Is Angela Babcock a financial advisor?
Yes. Angela Babcock has a current investment-adviser registration in New York, through FLFS Advisory since April 2025.
How many years of experience does Angela Babcock have?
Angela Babcock has 14 years in the financial industry, since January 2012, across 4 adviser firms.
What exams has Angela Babcock passed?
Angela Babcock has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in January 2012. FINRA credited Angela Babcock with the SIE, which began in October 2018.
Where did Angela Babcock work before FLFS Advisory?
Before FLFS Advisory, Angela Babcock was registered through H. Beck, Inc., October 2020 to April 2021.
Where is Angela Babcock based?
Angela Babcock’s registered office is in Victor, NY.
Is Angela Babcock registered with FINRA?
Yes. Angela Babcock has a current broker registration, under CRD 4332669.
Source: FINRA BrokerCheck
How can I verify Angela Babcock’s record?
Search CRD 4332669 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Angela Babcock’s full registration record.