Angel Mendez has been an investment adviser representative at Richey Advisors since August 2023, and is not listed among the firm’s executive officers or direct owners.
Richey Advisors, Inc. is a Placentia, CA firm with $160M under management, 247 clients and 4 advisers across 3 offices, as of its September 2026 filing.
Angel Mendez’s longest registration is the current one, 3 years at Richey Advisors since 2023.
- Gregory Advisors Inc.– · 1 yearHuntington Beach, CA · Adviser representative · Firm CRD 112537
- Rai Wealth ManagementCurrent– present · 3 yearsPlacentia, CA · Adviser representative · Firm CRD 277137
Investment adviser representative registrations
Angel Mendez is registered as an investment adviser representative in California, since August 2023.
- CaliforniaSince 26 August 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 25 August 2023 |
- Name
- Uniform Investment Adviser Law Examination
- CRD
- 7771944
- Firm
- Richey Advisors · CRD 277137
- Office
- 151 N. KRAEMER BLVD., SUITE 105, Placentia, CA 92870
- Registration
- Investment adviser registration
- In the industry since
- August 2023
- Disciplinary history
- Not yet shown here · SEC record
Where does Angel Mendez work?
Angel Mendez is an investment adviser representative registered through Richey Advisors, Inc. since August 2023, and is not listed among the firm’s executive officers or direct owners.
Is Angel Mendez a financial advisor?
Yes. Angel Mendez has a current investment-adviser registration in California, through Richey Advisors since August 2023.
How many years of experience does Angel Mendez have?
Angel Mendez has 3 years in the financial industry, since August 2023, across 2 adviser firms.
What exams has Angel Mendez passed?
Angel Mendez passed the Series 65 in August 2023.
Where is Angel Mendez based?
Angel Mendez’s registered office is in Placentia, CA.
Is Angel Mendez registered with FINRA?
No. Angel Mendez has no current broker registration.
How can I verify Angel Mendez’s record?
Search CRD 7771944 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Angel Mendez’s full registration record.
