Andrew Williams has been an investment adviser representative at Front Row Advisors since November 2015, and is not listed among the firm’s executive officers or direct owners. Andrew Williams holds a Bachelor of Science in Business Management from San Jose State University.
Front Row Advisors LLC is a Tiburon, CA firm with $420M under management, 184 clients and 8 advisers in one office, as of its March 2026 filing.
Andrew Williams is Advisor of GenCap Portfolio Management. He has more than 34 years of experience helping individuals and families manage wealth and has served in a variety of management and supervisory roles. Before joining GenCap he worked at Charles Schwab & Co., and earlier in his career he worked for Merrill Lynch and Waddell & Reed.
Andrew Williams’ longest registration was 17 years at Charles Schwab & Co., Inc. (1997–2014). Before joining Front Row Advisors in 2015, Andrew Williams was registered through Sanctuary Wealth Advisors LLC and Charles Schwab & Co., Inc.
- Gencap Portfolio ManagementCurrent– present · 10 yearsTiburon, CA · Adviser representative · Firm CRD 269910
- Sanctuary Wealth Advisors LLC– · under a yearSan Francisco, CA · Adviser representative · Firm CRD 150212
- Charles Schwab & Co., Inc.– · 17 yearsSunnyvale, CA · Adviser representative · Firm CRD 5393
Investment adviser representative registrations
Andrew Williams is registered as an investment adviser representative in California, since November 2015.
- CaliforniaSince 12 November 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 26 June 2015 |
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 28 January 1991 |
| Series 63 | Uniform Securities Agent State Law Examination | 29 January 1987 |
| Series 7 | General Securities Representative Examination | 21 August 1982 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Andrew Paul Williams
- CRD
- 1050171
- Firm
- Front Row Advisors · CRD 269910
- Office
- 1100 MAR WEST STREET, SUITE C, Tiburon, CA 94920
- Registration
- Investment adviser registration
- In the industry since
- June 1983
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- gencappm.com
Where does Andrew Williams work?
Andrew Williams is an investment adviser representative registered through Front Row Advisors LLC since November 2015, and is not listed among the firm’s executive officers or direct owners.
Is Andrew Williams a financial advisor?
Yes. Andrew Williams has a current investment-adviser registration in California, through Front Row Advisors since November 2015.
How many years of experience does Andrew Williams have?
Andrew Williams has 43 years in the financial industry, since June 1983, across 3 adviser firms.
What exams has Andrew Williams passed?
Andrew Williams has passed 4 licensing exams: the Series 7, Series 63, Series 8 and Series 66. The earliest, the Series 7, was passed in August 1982. FINRA credited Andrew Williams with the SIE, which began in October 2018.
Where did Andrew Williams work before Front Row Advisors?
Before Front Row Advisors, Andrew Williams was registered through Charles Schwab & Co., Inc., July 1997 to August 2014.
Where is Andrew Williams based?
Andrew Williams’ registered office is in Tiburon, CA.
Is Andrew Williams registered with FINRA?
No. Andrew Williams has no current broker registration.
How can I verify Andrew Williams’ record?
Search CRD 1050171 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Andrew Williams’ full registration record.