Role at Mackay Shields
- Title on Schedule A
- Executive Managing Director
- Control
- Andrew Susser is a control person of Mackay Shields.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Andrew Susser has held the filed role since January 2015.
The firm
Career on record
- Passed SIE · 2018
- Passed Series 24 · 2003
- Passed Series 16 · 2002
- Passed Series 7 and Series 63 · 1997
Registrations and exams
No current adviser or broker registration. Andrew Susser has passed 5 qualifying exams.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 26 August 1997 |
| Series 24 | General Securities Principal Examination | 15 December 2003 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 16 | NYSE Supervisory Analyst Examination | 13 September 2002 |
| Series 7 | General Securities Representative Examination | 11 July 1997 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- NYSE Supervisory Analyst Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Andrew Mark Susser
- CRD
- 1705758
- Registration status
- No current adviser or broker registration
- Firm bio
- nylim.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
NYLIM identifies Andrew Susser as an executive managing director and head of high yield at MacKay Shields. The page says he joined the firm in 2006. Official firm biography page
Education
- He earned a BA from Vassar College, an MBA from the Wharton Graduate School of Business and a JD from the University of Pennsylvania Law School.Official firm biography page
Common questions
Where does Andrew Susser work?
Andrew Susser has been Executive Managing Director of Mackay Shields LLC since January 2015, and is a control person of the firm.
Does Andrew Susser have a current investment-adviser registration?
Andrew Susser has no current investment-adviser or broker registration, as of 17 October 2026.
What exams has Andrew Susser passed?
Andrew Susser has passed 5 licensing exams: the Series 7, Series 63, Series 16, Series 24 and SIE. The earliest, the Series 7, was passed in July 1997.
Leadership at Mackay Shields
- Alison MicucciChief Executive Officer, Elected to the Board of Managers
- Michael CorkerChief Financial Officer, Senior Managing Director
- Christopher FitzgeraldChief Compliance Officer, Managing Director
- Naim Abou-JaoudeChairman of the Board of Managers
- Rene BustamanteChief Administrative Officer, Executive Managing Director
- Michael DepalmaSenior Managing Director
- Robert DimellaExecutive Managing Director
- Francis HarteElected to the Board of Managers
- Alain KaraoglanElected to the Board of Managers
- Young LeeGeneral Counsel, Senior Managing Director
- Kirk LehneisElected to Board of Managers
- John LoffredoVice Chairman, Executive Managing Director, Elected to the Board of Managers
- Cornelius MoriartySenior Managing Director
- Craig SabalElected to the Board of Managers