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Alain Karaoglan

Elected to the Board of Managers at Mackay Shields

Officer record from the firm’s Form ADVForm ADV filed 6 August 2026

Alain Karaoglan is Elected to the Board of Managers of Mackay Shields LLC, a New York investment adviser.

Role at Mackay Shields

Title on Schedule A
Elected to the Board of Managers
Control
Alain Karaoglan is a control person of Mackay Shields.
Ownership
An individual ownership band is not available in the source record.
Tenure
Alain Karaoglan has held the filed role since October 2022.

The firm

Mackay Shields LLC
New York, NY

Form ADV filed 6 August 2026

$160B AUM354 clients73 advisers4 offices

Career on record

The IAPD individual lookup on 17 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for Alain Karaoglan is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Alain Karaoglan
CRD
1593876
Firm
Mackay Shields LLC
Record basis
Form ADV officer listing

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Alain Karaoglan work?

Alain Karaoglan has been Elected to the Board of Managers of Mackay Shields LLC since October 2022, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 6 August 2026

Leadership at Mackay Shields

  • Alison Micucci
    Chief Executive Officer, Elected to the Board of Managers
  • Michael Corker
    Chief Financial Officer, Senior Managing Director
  • Christopher Fitzgerald
    Chief Compliance Officer, Managing Director
  • Naim Abou-Jaoude
    Chairman of the Board of Managers
  • Rene Bustamante
    Chief Administrative Officer, Executive Managing Director
  • Michael Depalma
    Senior Managing Director
  • Robert Dimella
    Executive Managing Director
  • Francis Harte
    Elected to the Board of Managers
  • Young Lee
    General Counsel, Senior Managing Director
  • Kirk Lehneis
    Elected to Board of Managers
  • John Loffredo
    Vice Chairman, Executive Managing Director, Elected to the Board of Managers
  • Cornelius Moriarty
    Senior Managing Director
  • Craig Sabal
    Elected to the Board of Managers
  • Andrew Susser
    Executive Managing Director

Sources

  1. IAPD individual lookup, CRD 1593876. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Mackay Shields LLC, filed 6 August 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Alain Karaoglan or Mackay Shields LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.