Andrew Rappolt has been an investment adviser representative at Atlas Private Wealth Advisors since July 2025, and is not listed among the firm’s executive officers or direct owners.
Atlas Private Wealth Advisors, LLC is a Red Bank, NJ firm with $860M under management, 1,223 clients and 14 advisers across 13 offices, as of its July 2026 filing.
Andrew Rappolt’s longest registration is the current one, 6 years at LPL Financial LLC since 2020. Before joining Atlas Private Wealth Advisors in 2025, Andrew Rappolt was registered through J L Schneider & Associates and Wells Fargo Clearing Services, LLC.
- – present · 1 yearSanta Rosa, CA · Adviser representative · Firm CRD 283744
- J L Schneider & Associates– · 1 yearSanta Rosa, CA · Adviser representative · Firm CRD 155129
- LPL Financial LLCAlso current– present · 6 yearsCotati, CA · Adviser representative and broker · Firm CRD 6413
- Wells Fargo Clearing Services, LLC– · 3 yearsSan Francisco, CA · Adviser representative · Firm CRD 19616
- Protected Investors of America– · 1 yearHealdsburg, CA · Adviser representative · Firm CRD 6082
- Chase Investment Services Corp.– · 3 yearsWindsor, CA · Adviser representative · Firm CRD 25574
- Wamu Investments, Inc.– · under a yearNovato, CA · Adviser representative · Firm CRD 599
Investment adviser representative registrations
Andrew Rappolt is registered as an investment adviser representative in California, since July 2025.
- CaliforniaSince 14 July 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 24 June 2008 |
| Series 7 | General Securities Representative Examination | 1 August 2007 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 7 November 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 29 October 2005 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Andrew Felix Rappolt
- CRD
- 5041070
- Firm
- Atlas Private Wealth Advisors · CRD 283744
- Office
- 427 Mendocino Ave., Suite 100, Santa Rosa, CA 95401
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 2006
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Andrew Rappolt work?
Andrew Rappolt is an investment adviser representative registered through Atlas Private Wealth Advisors, LLC since July 2025, and is not listed among the firm’s executive officers or direct owners.
Is Andrew Rappolt a financial advisor?
Yes. Andrew Rappolt has a current investment-adviser registration in California, through Atlas Private Wealth Advisors since July 2025.
How many years of experience does Andrew Rappolt have?
Andrew Rappolt has 20 years in the financial industry, since June 2006, across 7 adviser firms.
What exams has Andrew Rappolt passed?
Andrew Rappolt has passed 4 licensing exams: the Series 63, Series 6, Series 7 and Series 65. The earliest, the Series 63, was passed in October 2005. FINRA credited Andrew Rappolt with the SIE, which began in October 2018.
Where did Andrew Rappolt work before Atlas Private Wealth Advisors?
Before Atlas Private Wealth Advisors, Andrew Rappolt was registered through J L Schneider & Associates, April 2020 to December 2021; Wells Fargo Clearing Services, LLC, May 2016 to March 2020; Protected Investors of America, August 2014 to February 2016; Chase Investment Services Corp., May 2009 to October 2012; Wamu Investments, Inc., June 2008 to May 2009.
Where is Andrew Rappolt based?
Andrew Rappolt’s registered office is in Santa Rosa, CA.
Is Andrew Rappolt registered with FINRA?
Yes. Andrew Rappolt has a current broker registration, under CRD 5041070.
Source: FINRA BrokerCheck
How can I verify Andrew Rappolt’s record?
Search CRD 5041070 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Andrew Rappolt’s full registration record.
