Andrew Davies has been President and CCO of Davies Financial Advisors since January 2004, is a control person of the firm and directly owns between 50% and 75% of it.
Davies Financial Advisors, Inc. is a Murrieta, CA firm with $123M under management, 171 clients and 6 advisers in one office, as of its March 2026 filing.
Andrew Davies’ longest registration is the current one, 20 years at Davies Financial Advisors since 2006. Before joining Davies Financial Advisors in 2006, Andrew Davies was registered through Commonwealth Financial Network and Lincoln Financial Advisors Corporation.
- Centura Wealth AdvisoryAlso current– present · 1 yearMurrieta, CA · Adviser representative · Firm CRD 296985
- – present · 20 yearsMurrieta, CA · Adviser representative · Firm CRD 139764
- Commonwealth Financial Network– · 16 yearsMurrieta, CA · Adviser representative · Firm CRD 8032
- Lincoln Financial Advisors Corporation– · 3 yearsMurrieta, CA · Adviser representative · Firm CRD 3978
Investment adviser representative registrations
Andrew Davies is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from May 2006; the most recent is Texas, in July 2015.
- CaliforniaSince 8 May 2006
- TexasResidentSince 13 July 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 14 September 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 31 August 1999 |
| Series 7 | General Securities Representative Examination | 11 August 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Andrew James Davies
- CRD
- 3275556
- Firm
- Davies Financial Advisors · CRD 139764
- Role
- President and CCO
- Office
- 41391 KALMIA STREET, SUITE 130, Murrieta, CA 92562
- Registration
- Investment adviser registration
- In the industry since
- August 1999
- Disciplinary history
- Not yet shown here · SEC record
Where does Andrew Davies work?
Andrew Davies has been President and CCO of Davies Financial Advisors, Inc. since January 2004, and is a control person of the firm.
Is Andrew Davies a financial advisor?
Yes. Andrew Davies has a current investment-adviser registration in California and Texas, through Davies Financial Advisors since May 2006.
How many years of experience does Andrew Davies have?
Andrew Davies has 27 years in the financial industry, since August 1999, across 4 adviser firms.
What exams has Andrew Davies passed?
Andrew Davies has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in August 1999. FINRA credited Andrew Davies with the SIE, which began in October 2018.
Where did Andrew Davies work before Davies Financial Advisors?
Before Davies Financial Advisors, Andrew Davies was registered through Lincoln Financial Advisors Corporation, September 2002 to March 2006.
Where is Andrew Davies based?
Andrew Davies’ registered office is in Murrieta, CA.
Is Andrew Davies registered with FINRA?
No. Andrew Davies has no current broker registration.
How can I verify Andrew Davies’ record?
Search CRD 3275556 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Andrew Davies’ full registration record.
- Shaunie DaviesShareholder