Davies Financial Advisors provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers. Financial planning was provided to 51–100 clients last fiscal year.
Davies Financial Advisors reports 171 clients. They include 104 individual clients, 46 corporations and other businesses, and 21 high-net-worth individuals. Of its assets, 100.0% ($123M across 173 accounts) are managed with discretion. It advised 9 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 61% | 21% |
| High-net-worth individuals | 12% | 53% |
| Charitable organizations | Fewer than 5 | 1% |
| Corporations and other businesses | 27% | 26% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 104 | $25.3M | 20.5% | $243K |
| High-net-worth individuals | 21 | $64.6M | 52.5% | $3.08M |
| Charitable organizations | Fewer than 5 | $1.67M | 1.4% | — |
| Corporations and other businesses | 46 | $31.5M | 25.6% | $685K |
| Total | 171 | $123M | 100% | — |
- Clients
- 104
- Regulatory AUM
- $25.3M
- AUM share
- 20.5%
- Avg. per client
- $243K
- Clients
- 21
- Regulatory AUM
- $64.6M
- AUM share
- 52.5%
- Avg. per client
- $3.08M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.67M
- AUM share
- 1.4%
- Avg. per client
- —
- Clients
- 46
- Regulatory AUM
- $31.5M
- AUM share
- 25.6%
- Avg. per client
- $685K
Total
- Clients
- 171
- Regulatory AUM
- $123M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 9
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
Davies Financial Advisors is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning Services
- Hourly financial planning is billed at $250 to $500 per hour, or a fixed fee typically from $7,500 to $150,000 per engagement; negotiable.
Andrew Davies owns 50% to 75% of Davies Financial Advisors. The leadership team of Davies Financial Advisors includes President Andrew Davies. It has 10 employees, 6 of them in advisory roles.
Leadership
- Andrew DaviesPresident and CCO
- Shaunie DaviesShareholder
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 10 employees
- 6 in advisory functions
- 6 state-registered reps
- 4 insurance agents
- 1 soliciting firm
- Owns 50% to 75% of Davies Financial Advisors, Inc.
Andrew Davies
Control person · since January 2004
- Owns 50% to 75% of Davies Financial Advisors, Inc.
Shaunie Davies
Control person · since January 2004
Davies Financial Advisors’ regulatory assets went from $118M (July 2023) to $123M (March 2026); clients fell from 180 to 171 and employees rose from 7 to 10.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $123M | 171 | 10 | 1 |
| March 2025 | $288M | 301 | 11 | 1 |
| May 2024 | $165M | 209 | 8 | 1 |
| July 2023 | $118M | 180 | 7 | 1 |
Besides its headquarters, Davies Financial Advisors has 0 offices, with 1 listed address in California.
California · 1 listed address
- 25109 Jefferson Ave, Suite 205, MurrietaHQ
Contact and registration details
- Legal name
- Davies Financial Advisors, Inc.
- Headquarters
- 25109 Jefferson Ave, Suite 205, Murrieta, CA 92562
- Website
- Not reported
- Phone
- 951-677-3960
- SEC file
- 801-126564
- Structure
- California corporation
- Fiscal year end
- December
Davies Financial Advisors uses Fidelity ($188M, 65%) and Charles Schwab ($100M, 35%) as custodians for its separately managed accounts. Davies Financial Advisors has custody of $64.3M in client assets for 98 clients.
The filed custodian amounts total more than regulatory assets under management. Each amount is shown as filed.
- FidelityNational Financial Services LLC · Boston, MA · $188M65%
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $100M35%
At year end, Davies Financial Advisors’ separately managed accounts were largely in funds (48%) and cash (32%). Its reported 13F holdings for the quarter ended 30 June 2026 total $14.1K across 1 positions; the largest are Alphabet Inc. (100.0%).
What the accounts hold
- Stocks20%
- Funds48%
- Bonds4%
- Cash32%
Reported 13F holdings
- $14.1K
- Reported 13F value
- 1
- Positions
- 100.0%
- In the 10 largest
- −99.9%
- Value vs. prior quarter
- Alphabet Inc. · Cap Stk CL C100.0%
Together, the ten largest are 100.0% of reported value.
How many clients does Davies Financial Advisors have?
Davies Financial Advisors has 171 clients and manages $123 million for them, as of March 2026. They include 104 individual clients, 46 corporations and other businesses, and 21 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026
What services does Davies Financial Advisors offer?
Davies Financial Advisors provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Davies Financial Advisors use?
Davies Financial Advisors’ separately managed account assets are held at National Financial Services LLC (Boston, MA), with $188M and Charles Schwab & Co., Inc. (Westlake, TX), with $100M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026
How many financial advisors does Davies Financial Advisors have?
Davies Financial Advisors has 6 investment adviser representatives registered with state securities authorities, out of 10 employees, and 6 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Davies Financial Advisors invest in?
At the end of its last fiscal year, Davies Financial Advisors’ separately managed accounts held 48% registered funds (mutual funds, ETFs, BDCs), 32% cash and equivalents, 20% exchange-traded equities and 4% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Davies Financial Advisors?
Davies Financial Advisors’ direct owners are Andrew Davies (50% to 75%) and Shaunie Davies (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 30 March 2026
How does Davies Financial Advisors get paid?
Davies Financial Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Davies Financial Advisors?
Davies Financial Advisors’ main office is at 25109 Jefferson Ave, Suite 205, Murrieta, CA 92562. Its phone number is 951-677-3960.