Andrew Adler has been an investment adviser representative at Global Brokerage Services since March 2007, and is not listed among the firm’s executive officers or direct owners.
Global Brokerage Services, Inc. is a Hunt Valley, MD firm with $163M under management, 370 clients and 6 advisers across 5 offices, as of its August 2026 filing.
- – present · 19 yearsBarrington, IL · Adviser representative · Firm CRD 37505
Investment adviser representative registrations
Andrew Adler is registered as an investment adviser representative in 6 states. The first approvals date from March 2007; the most recent is Pennsylvania, in May 2024.
- FloridaSince 20 November 2013
- IllinoisSince 7 March 2007
- MarylandSince 21 January 2022
- North CarolinaSince 18 September 2017
- PennsylvaniaSince 15 May 2024
- TexasSince 10 September 2012
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 8 January 2007 |
| Series 7 | General Securities Representative Examination | 23 August 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Andrew Michael Adler
- CRD
- 3077224
- Firm
- Global Brokerage Services · CRD 37505
- Office
- Barrington, IL
- Registration
- Investment adviser and broker registrations
- In the industry since
- August 2000
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Andrew Adler work?
Andrew Adler is an investment adviser representative registered through Global Brokerage Services, Inc. since March 2007, and is not listed among the firm’s executive officers or direct owners.
Is Andrew Adler a financial advisor?
Yes. Andrew Adler has a current investment-adviser registration in Florida, Illinois, Maryland, North Carolina, Pennsylvania and Texas, through Global Brokerage Services since March 2007.
How many years of experience does Andrew Adler have?
Andrew Adler has 26 years in the financial industry, since August 2000, across 1 adviser firm.
What exams has Andrew Adler passed?
Andrew Adler has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in August 2000. FINRA credited Andrew Adler with the SIE, which began in October 2018.
Where is Andrew Adler based?
Andrew Adler’s registered office is in Barrington, IL.
Is Andrew Adler registered with FINRA?
Yes. Andrew Adler has a current broker registration, under CRD 3077224.
Source: FINRA BrokerCheck
How can I verify Andrew Adler’s record?
Search CRD 3077224 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Andrew Adler’s full registration record.