William Sweigart has been Vice President of Global Brokerage Services since October 1994, is a control person of the firm and directly owns between 50% and 75% of it.
Global Brokerage Services, Inc. is a Hunt Valley, MD firm with $163M under management, 370 clients and 6 advisers across 5 offices, as of its August 2026 filing.
- – present · 31 yearsAdviser representative and broker · Firm CRD 37505
Investment adviser representative registrations
William Sweigart is registered as an investment adviser representative in Maryland, since May 2001.
- MarylandSince 16 May 2001
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 31 January 2001 |
| Series 4 | Registered Options Principal Examination | 12 November 1997 |
| Series 53 | Municipal Securities Principal Examination | 28 August 1996 |
| Series 24 | General Securities Principal Examination | 23 March 1995 |
| Series 7 | General Securities Representative Examination | 23 December 1994 |
- Name
- Operations Professional Examination
- Name
- Municipal Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Registered Options Principal Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Full name
- William Burton Sweigart
- CRD
- 2560357
- Firm
- Global Brokerage Services · CRD 37505
- Role
- Vice President
- Registration
- Investment adviser and broker registrations
- In the industry since
- January 1995
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does William Sweigart work?
William Sweigart has been Vice President of Global Brokerage Services, Inc. since October 1994, and is a control person of the firm.
Is William Sweigart a financial advisor?
Yes. William Sweigart has a current investment-adviser registration in Maryland, through Global Brokerage Services since January 1995.
How many years of experience does William Sweigart have?
William Sweigart has 31 years in the financial industry, since January 1995, across 1 adviser firm.
What exams has William Sweigart passed?
William Sweigart has passed 7 licensing exams: the Series 7, Series 24, Series 53, Series 4, Series 66, Series 99TO and Series 52TO. The earliest, the Series 7, was passed in December 1994. FINRA credited William Sweigart with the SIE, which began in October 2018.
Is William Sweigart registered with FINRA?
Yes. William Sweigart has a current broker registration, under CRD 2560357.
Source: FINRA BrokerCheck
How can I verify William Sweigart’s record?
Search CRD 2560357 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish William Sweigart’s full registration record.