Thomas Johnson has been President, CEO, CFO, COO, Clo, CCO of Global Brokerage Services since October 1994, is a control person of the firm and directly owns between 50% and 75% of it.
Global Brokerage Services, Inc. is a Hunt Valley, MD firm with $163M under management, 370 clients and 6 advisers across 5 offices, as of its August 2026 filing.
- – present · 26 yearsHunt Valley, MD · Adviser representative · Firm CRD 37505
Investment adviser representative registrations
Thomas Johnson is registered as an investment adviser representative in 5 states. The first approvals date from August 2000; the most recent is North Carolina, in December 2012.
- FloridaSince 24 April 2009
- IllinoisSince 7 March 2007
- MarylandSince 8 August 2000
- North CarolinaSince 3 December 2012
- PennsylvaniaSince 19 August 2008
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 14 | Compliance Officer Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 15 October 1998 |
| Series 28 | Introducing Broker/Dealer Financial Operations Principal Examination | 16 August 1994 |
| Series 24 | General Securities Principal Examination | 13 December 1993 |
| Series 63 | Uniform Securities Agent State Law Examination | 11 October 1993 |
| Series 7 | General Securities Representative Examination | 19 March 1988 |
- Name
- Compliance Officer Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Introducing Broker/Dealer Financial Operations Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Thomas Wesley Johnson
- CRD
- 1803129
- Firm
- Global Brokerage Services · CRD 37505
- Role
- President, CEO, CFO, COO, Clo, CCO
- Office
- 11350 MCCORMICK RD, EP III SUITE 901, Hunt Valley, MD 21031
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 1988
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Thomas Johnson work?
Thomas Johnson has been President, CEO, CFO, COO, Clo, CCO of Global Brokerage Services, Inc. since October 1994, and is a control person of the firm.
Is Thomas Johnson a financial advisor?
Yes. Thomas Johnson has a current investment-adviser registration in Florida, Illinois, Maryland, North Carolina and Pennsylvania, through Global Brokerage Services since August 2000.
How many years of experience does Thomas Johnson have?
Thomas Johnson has 38 years in the financial industry, since March 1988, across 1 adviser firm.
What exams has Thomas Johnson passed?
Thomas Johnson has passed 7 licensing exams: the Series 7, Series 63, Series 24, Series 28, Series 65, Series 14 and Series 99TO. The earliest, the Series 7, was passed in March 1988. FINRA credited Thomas Johnson with the SIE, which began in October 2018.
Where is Thomas Johnson based?
Thomas Johnson’s registered office is in Hunt Valley, MD.
Is Thomas Johnson registered with FINRA?
Yes. Thomas Johnson has a current broker registration, under CRD 1803129.
Source: FINRA BrokerCheck
How can I verify Thomas Johnson’s record?
Search CRD 1803129 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Thomas Johnson’s full registration record.