Amy Thacher has been an investment adviser representative at Blume Capital Management since September 2017, and is not listed among the firm’s executive officers or direct owners. Amy Thacher holds a BA in Mathematical Economics from Colgate University. Amy Thacher is a graduate of Certificate in Financial Planning, Golden Gate University.
Blume Capital Management, Inc. is a Berkeley, CA firm with $857M under management, 242 clients and 2 advisers across 3 offices, as of its May 2026 filing.
Amy Thacher is Director of Financial Planning and Client Service of Blume Capital Management, based in Berkeley, California. She joined Blume Capital after more than 16 years working with investment advisors, most recently at Charles Schwab, where she provided practice management consulting services to advisors and financial planners. Earlier she held technology and marketing roles supporting advisors' businesses and began her career as a capital markets analyst at Merrill Lynch.
- – present · 9 yearsBerkeley, CA · Adviser representative · Firm CRD 111768
Professional designations
Listed by Blume Capital Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Amy Thacher is registered as an investment adviser representative in 3 states. The first approvals date from September 2017; the most recent is Virginia, in December 2021.
- CaliforniaSince 19 September 2017
- TexasSince 24 March 2021
- VirginiaSince 9 December 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 10 October 1996 |
| Series 7 | General Securities Representative Examination | 26 July 1996 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Amy Stoepler Thacher
- CRD
- 2690092
- Firm
- Blume Capital Management · CRD 111768
- Office
- 1708 SHATTUCK AVE., Berkeley, CA 94709
- Registration
- Investment adviser registration
- In the industry since
- September 2017
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- blumecapital.com
Where does Amy Thacher work?
Amy Thacher is an investment adviser representative registered through Blume Capital Management, Inc. since September 2017, and is not listed among the firm’s executive officers or direct owners.
Is Amy Thacher a financial advisor?
Yes. Amy Thacher has a current investment-adviser registration in California, Texas and Virginia, through Blume Capital Management since September 2017.
How many years of experience does Amy Thacher have?
Amy Thacher has 9 years in the financial industry, since September 2017, across 1 adviser firm.
What exams has Amy Thacher passed?
Amy Thacher has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in July 1996.
Where is Amy Thacher based?
Amy Thacher’s registered office is in Berkeley, CA.
Is Amy Thacher registered with FINRA?
No. Amy Thacher has no current broker registration.
Is Amy Thacher a CFP?
Blume Capital Management lists Amy Thacher with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Amy Thacher’s record?
Search CRD 2690092 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Amy Thacher’s full registration record.