James Blume has been Chairman of Blume Capital Management since July 2019, is a control person of the firm and directly owns between 25% and 50% of it.
Blume Capital Management, Inc. is a Berkeley, CA firm with $857M under management, 242 clients and 2 advisers across 3 offices, as of its May 2026 filing.
Examinations
No examinations are on James Blume’s record.
- Full name
- James Beryl Blume
- CRD
- 4392313
- Firm
- Blume Capital Management · CRD 111768
- Role
- Chairman
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does James Blume work?
James Blume has been Chairman of Blume Capital Management, Inc. since July 2019, and is a control person of the firm.
Does James Blume have a current investment-adviser registration?
James Blume has no current investment-adviser or broker registration.
Where was James Blume previously registered as an investment adviser?
James Blume has past investment-adviser registrations through Blume Capital Management, Inc., January 1999 to March 2025, across 1 firm.
Is James Blume registered with FINRA?
No. James Blume has no current broker registration.
How can I verify James Blume’s record?
Search CRD 4392313 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Blume’s full registration record.