Amy Smith has been an investment adviser representative at Brown McLeod since November 2023, and is not listed among the firm’s executive officers or direct owners. Amy Smith holds a BBA Accounting from Georgia State University and an MS Family Financial Planning and Counseling from The University of Alabama.
Brown McLeod, Inc is a Fairhope, AL firm with $468M under management, 288 clients and 6 advisers across 2 offices, as of its March 2026 filing.
Amy Smith is a Financial Planner at Brown Financial Advisory. Before joining the firm she worked in accounting at Chick-fil-A, Inc. and The Grand Hotel. She also taught financial planning as part of a family and consumer science curriculum at Foley High School, Fairhope Middle School and online through Troy University.
- Brown Financial AdvisoryCurrent– present · 2 yearsFairhope, AL · Adviser representative · Firm CRD 155548
Professional designations
Listed by Brown McLeod
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Amy Smith is registered as an investment adviser representative in Alabama, since November 2023.
- AlabamaSince 16 November 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 16 November 2023 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Amy Tyler Smith
- CRD
- 6034385
- Firm
- Brown McLeod · CRD 155548
- Office
- 54 S. GREENO ROAD, Fairhope, AL 36532
- Registration
- Investment adviser registration
- In the industry since
- November 2023
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- brownfinancialadvisory.com
Where does Amy Smith work?
Amy Smith is an investment adviser representative registered through Brown McLeod, Inc since November 2023, and is not listed among the firm’s executive officers or direct owners.
Is Amy Smith a financial advisor?
Yes. Amy Smith has a current investment-adviser registration in Alabama, through Brown McLeod since November 2023.
How many years of experience does Amy Smith have?
Amy Smith has 2 years in the financial industry, since November 2023, across 1 adviser firm.
What exams has Amy Smith passed?
Amy Smith passed the Series 65 in November 2023.
Where is Amy Smith based?
Amy Smith’s registered office is in Fairhope, AL.
Is Amy Smith registered with FINRA?
No. Amy Smith has no current broker registration.
Is Amy Smith a CFP?
Brown McLeod lists Amy Smith with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Amy Smith’s record?
Search CRD 6034385 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Amy Smith’s full registration record.
