Amanda Rocca has been an investment adviser representative at Highline Wealth Partners since March 2024, and is not listed among the firm’s executive officers or direct owners.
Highline Wealth Partners, LLC is a Sherman Oaks, CA firm with $868M under management, 360 clients and 15 advisers in one office, as of its June 2026 filing.
Amanda Rocca’s longest registration is the current one, 2 years at Highline Wealth Partners since 2024. Before joining Highline Wealth Partners in 2024, Amanda Rocca was registered through Allworth Financial, L.P.
- Highline Wealth PartnersCurrent– present · 2 yearsSherman Oaks, CA · Adviser representative · Firm CRD 284712
- Allworth Financial, L.P.– · under a yearSan Diego, CA · Adviser representative · Firm CRD 111167
Investment adviser representative registrations
Amanda Rocca is registered as an investment adviser representative in California, since March 2024.
- CaliforniaSince 26 March 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 19 February 1999 |
| Series 7 | General Securities Representative Examination | 24 March 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Amanda Laurel Rocca
- CRD
- 2426663
- Firm
- Highline Wealth Partners · CRD 284712
- Office
- 15260 VENTURA BLVD., SUITE 855, Sherman Oaks, CA 91403
- Registration
- Investment adviser registration
- In the industry since
- April 1999
- Disciplinary history
- Not yet shown here · SEC record
Where does Amanda Rocca work?
Amanda Rocca is an investment adviser representative registered through Highline Wealth Partners, LLC since March 2024, and is not listed among the firm’s executive officers or direct owners.
Is Amanda Rocca a financial advisor?
Yes. Amanda Rocca has a current investment-adviser registration in California, through Highline Wealth Partners since March 2024.
How many years of experience does Amanda Rocca have?
Amanda Rocca has 27 years in the financial industry, since April 1999, across 2 adviser firms.
What exams has Amanda Rocca passed?
Amanda Rocca has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in March 1997. FINRA credited Amanda Rocca with the SIE, which began in October 2018.
Where did Amanda Rocca work before Highline Wealth Partners?
Before Highline Wealth Partners, Amanda Rocca was registered through Allworth Financial, L.P., November 2023 to March 2024.
Where is Amanda Rocca based?
Amanda Rocca’s registered office is in Sherman Oaks, CA.
Is Amanda Rocca registered with FINRA?
No. Amanda Rocca has no current broker registration.
How can I verify Amanda Rocca’s record?
Search CRD 2426663 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Amanda Rocca’s full registration record.
