Allison Nielsen has been an investment adviser representative at Axient Investment Advisors since February 2026, and is not listed among the firm’s executive officers or direct owners.
Axient Investment Advisors LLC is a Huntsville, AL firm with $454M under management, 768 clients and 12 advisers in one office, as of its March 2026 filing.
Allison Nielsen’s longest registration was 5 years at Stonex Advisors Inc. (2020–2026). Before joining Axient Investment Advisors in 2026, Allison Nielsen was registered through Stonex Advisors Inc. and Wells Fargo Clearing Services, LLC.
- – present · under a yearFlorence, AL · Adviser representative · Firm CRD 336722
- Stonex Advisors Inc.– · 5 yearsFlorence, AL · Adviser representative · Firm CRD 174182
- Wells Fargo Clearing Services, LLC– · 1 yearFlorence, AL · Adviser representative · Firm CRD 19616
Investment adviser representative registrations
Allison Nielsen is registered as an investment adviser representative in Alabama, since February 2026.
- AlabamaSince 9 February 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 26 July 2019 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 3 August 2017 |
- Name
- Uniform Combined State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Full name
- Allison Brown Nielsen
- CRD
- 6339400
- Firm
- Axient Investment Advisors · CRD 336722
- Office
- 151 N Poplar Street, Florence, AL 35630
- Registration
- Investment adviser and broker registrations
- In the industry since
- August 2017
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Allison Nielsen work?
Allison Nielsen is an investment adviser representative registered through Axient Investment Advisors LLC since February 2026, and is not listed among the firm’s executive officers or direct owners.
Is Allison Nielsen a financial advisor?
Yes. Allison Nielsen has a current investment-adviser registration in Alabama, through Axient Investment Advisors since February 2026.
How many years of experience does Allison Nielsen have?
Allison Nielsen has 9 years in the financial industry, since August 2017, across 3 adviser firms.
What exams has Allison Nielsen passed?
Allison Nielsen has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in August 2017. FINRA credited Allison Nielsen with the SIE, which began in October 2018.
Where did Allison Nielsen work before Axient Investment Advisors?
Before Axient Investment Advisors, Allison Nielsen was registered through Wells Fargo Clearing Services, LLC, July 2019 to October 2020.
Where is Allison Nielsen based?
Allison Nielsen’s registered office is in Florence, AL.
Is Allison Nielsen registered with FINRA?
Yes. Allison Nielsen has a current broker registration, under CRD 6339400.
Source: FINRA BrokerCheck
How can I verify Allison Nielsen’s record?
Search CRD 6339400 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Allison Nielsen’s full registration record.
