Alison Van Dyke has been an investment adviser representative at Wolfers Asset Management since March 2025, and is not listed among the firm’s executive officers or direct owners.
Wolfers Asset Management LLC is a firm with $165M under management, 122 clients and 3 advisers across 3 offices, as of its July 2026 filing.
- First and Main FinancialCurrent– present · 1 yearPiedmont, CA · Adviser representative · Firm CRD 121359
Investment adviser representative registrations
Alison Van Dyke is registered as an investment adviser representative in California, since March 2025.
- CaliforniaSince 21 March 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 27 January 1998 |
| Series 7 | General Securities Representative Examination | 8 April 1996 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Alison Michelle Daly Van Dyke
- CRD
- 2702957
- Firm
- Wolfers Asset Management · CRD 121359
- Office
- 235 Wildwood Avenue, Piedmont, CA 94610
- Registration
- Investment adviser registration
- In the industry since
- March 2025
- Disciplinary history
- Not yet shown here · SEC record
Where does Alison Van Dyke work?
Alison Van Dyke is an investment adviser representative registered through Wolfers Asset Management LLC since March 2025, and is not listed among the firm’s executive officers or direct owners.
Is Alison Van Dyke a financial advisor?
Yes. Alison Van Dyke has a current investment-adviser registration in California, through Wolfers Asset Management since March 2025.
How many years of experience does Alison Van Dyke have?
Alison Van Dyke has 1 year in the financial industry, since March 2025, across 1 adviser firm.
What exams has Alison Van Dyke passed?
Alison Van Dyke has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in April 1996.
Where is Alison Van Dyke based?
Alison Van Dyke’s registered office is in Piedmont, CA.
Is Alison Van Dyke registered with FINRA?
No. Alison Van Dyke has no current broker registration.
How can I verify Alison Van Dyke’s record?
Search CRD 2702957 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Alison Van Dyke’s full registration record.