Erik Wolfers has been Managing Member of Wolfers Asset Management since February 2016, is a control person of the firm and directly owns 75% or more of it.
Wolfers Asset Management LLC is a firm with $165M under management, 122 clients and 3 advisers across 3 offices, as of its July 2026 filing.
- First and Main FinancialCurrent– present · 10 yearsPiedmont, CA · Adviser representative · Firm CRD 121359
Investment adviser representative registrations
Erik Wolfers is registered as an investment adviser representative in California, since March 2016.
- CaliforniaSince 29 March 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 7 June 2001 |
| Series 7 | General Securities Representative Examination | 19 August 2000 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Erik Sean Wolfers
- CRD
- 4214621
- Firm
- Wolfers Asset Management · CRD 121359
- Role
- Managing Member
- Office
- Piedmont, CA
- Registration
- Investment adviser registration
- In the industry since
- March 2016
- Disciplinary history
- Not yet shown here · SEC record
Where does Erik Wolfers work?
Erik Wolfers has been Managing Member of Wolfers Asset Management LLC since February 2016, and is a control person of the firm.
Is Erik Wolfers a financial advisor?
Yes. Erik Wolfers has a current investment-adviser registration in California, through Wolfers Asset Management since March 2016.
How many years of experience does Erik Wolfers have?
Erik Wolfers has 10 years in the financial industry, since March 2016, across 1 adviser firm.
What exams has Erik Wolfers passed?
Erik Wolfers has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in August 2000.
Where is Erik Wolfers based?
Erik Wolfers’ registered office is in Piedmont, CA.
Is Erik Wolfers registered with FINRA?
No. Erik Wolfers has no current broker registration.
How can I verify Erik Wolfers’ record?
Search CRD 4214621 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Erik Wolfers’ full registration record.