Alexander Bastron has been an investment adviser representative at Northstar Financial Companies since October 2020, and is not listed among the firm’s executive officers or direct owners.
Northstar Financial Companies, Inc. is a Conshohocken, PA firm with $519M under management, 507 clients and 5 advisers across 3 offices, as of its March 2026 filing.
Alexander Bastron’s longest registration was 6 years at Cambridge Investment Research Advisors, Inc. (2009–2016). Before joining Northstar Financial Companies in 2020, Alexander Bastron was registered through Longview Wealth Management and Cambridge Investment Research Advisors, Inc.
- – present · 6 yearsGolden, CO · Adviser representative · Firm CRD 119396
- Longview Wealth Management– · 4 yearsLakewood, CO · Adviser representative · Firm CRD 136214
- Cambridge Investment Research Advisors, Inc.– · 6 yearsDenver, CO · Adviser representative · Firm CRD 134139
- First Citizens Investor Services, Inc.– · under a yearRaleigh, NC · Adviser representative · Firm CRD 44430
- Cambridge Investment Research Advisors, Inc.– · under a yearFairfield, IA · Adviser representative · Firm CRD 134139
Investment adviser representative registrations
Alexander Bastron is registered as an investment adviser representative in Colorado, since October 2020.
- ColoradoSince 2 October 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 19 May 2008 |
| Series 53 | Municipal Securities Principal Examination | 16 April 2007 |
| Series 4 | Registered Options Principal Examination | 12 February 2007 |
| Series 24 | General Securities Principal Examination | 21 November 2006 |
| Series 7 | General Securities Representative Examination | 17 July 2006 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Municipal Securities Principal Examination
- Name
- Registered Options Principal Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Full name
- Alexander R Bastron
- CRD
- 5132228
- Firm
- Northstar Financial Companies · CRD 119396
- Office
- 13301 West 43rd Street, Unit 6A, Golden, CO 80403
- Registration
- Investment adviser registration
- In the industry since
- July 2006
- Disciplinary history
- Not yet shown here · SEC record
Where does Alexander Bastron work?
Alexander Bastron is an investment adviser representative registered through Northstar Financial Companies, Inc. since October 2020, and is not listed among the firm’s executive officers or direct owners.
Is Alexander Bastron a financial advisor?
Yes. Alexander Bastron has a current investment-adviser registration in Colorado, through Northstar Financial Companies since October 2020.
How many years of experience does Alexander Bastron have?
Alexander Bastron has 20 years in the financial industry, since July 2006, across 4 adviser firms.
What exams has Alexander Bastron passed?
Alexander Bastron has passed 5 licensing exams: the Series 7, Series 24, Series 4, Series 53 and Series 66. The earliest, the Series 7, was passed in July 2006. FINRA credited Alexander Bastron with the SIE, which began in October 2018.
Where did Alexander Bastron work before Northstar Financial Companies?
Before Northstar Financial Companies, Alexander Bastron was registered through Longview Wealth Management, January 2016 to September 2020; Cambridge Investment Research Advisors, Inc., November 2009 to April 2016; First Citizens Investor Services, Inc., March 2009 to November 2009; Cambridge Investment Research Advisors, Inc., May 2008 to March 2009.
Where is Alexander Bastron based?
Alexander Bastron’s registered office is in Golden, CO.
Is Alexander Bastron registered with FINRA?
No. Alexander Bastron has no current broker registration.
How can I verify Alexander Bastron’s record?
Search CRD 5132228 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Alexander Bastron’s full registration record.