Career
Alexander Baillie has been Chief Operating Officer of Qep Advisers since May 2025. Alexander Baillie is a control person of the firm and directly owns under 5% of it.
Qep Advisers, LLC is a Houston, TX firm with $28.8B under management, 71 clients and 65 advisers across 2 offices, as of its June 2026 filing.
No adviser firm registrations are on Alexander Baillie’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 10 | General Securities Sales Supervisor - General Module Examination | 2 January 2023 |
| Series 57TO | Securities Trader Exam | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 8 February 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 September 2003 |
| Series 7 | General Securities Representative Examination | 5 September 1995 |
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- Securities Trader Exam
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Alexander Charles Baillie
- CRD
- 2649458
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Alexander Baillie work?
Alexander Baillie has been Chief Operating Officer of Qep Advisers, LLC since May 2025, and is a control person of the firm.
Does Alexander Baillie have a current investment-adviser registration?
Alexander Baillie has no current investment-adviser or broker registration.
What exams has Alexander Baillie passed?
Alexander Baillie has passed 5 licensing exams: the Series 7, Series 63, Series 24, Series 10 and Series 57TO. The earliest, the Series 7, was passed in September 1995. FINRA credited Alexander Baillie with the SIE, which began in October 2018.