Career
Ajay Khurana has been President of Qep Advisers since May 2025. Ajay Khurana is a control person of the firm and directly owns under 5% of it.
Qep Advisers, LLC is a Houston, TX firm with $28.8B under management, 71 clients and 65 advisers across 2 offices, as of its June 2026 filing.
No adviser firm registrations are on Ajay Khurana’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 8 December 2014 |
| Series 63 | Uniform Securities Agent State Law Examination | 9 November 2005 |
| Series 7 | General Securities Representative Examination | 13 August 2004 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Ajay Khurana
- CRD
- 2773689
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Ajay Khurana work?
Ajay Khurana has been President of Qep Advisers, LLC since May 2025, and is a control person of the firm.
Does Ajay Khurana have a current investment-adviser registration?
Ajay Khurana has no current investment-adviser or broker registration.
What exams has Ajay Khurana passed?
Ajay Khurana has passed 3 licensing exams: the Series 7, Series 63 and Series 24. The earliest, the Series 7, was passed in August 2004. FINRA credited Ajay Khurana with the SIE, which began in October 2018.