Alan Choi has been an investment adviser representative at Your Ia since April 2026, and is not listed among the firm’s executive officers or direct owners.
Your Ia, LLC is a St. George, UT firm with $107M under management, 190 clients and 15 advisers across 20 offices, as of its August 2026 filing.
Alan Choi’s longest registration was 4 years at Transamerica Financial Advisors, LLC (2022–2026). Before joining Your Ia in 2026, Alan Choi was registered through Transamerica Financial Advisors, LLC.
- Transamerica Financial Advisors, LLC– · 4 yearsBraintree, MA · Adviser representative · Firm CRD 16164
Investment adviser representative registrations
Alan Choi is registered as an investment adviser representative in Massachusetts, since April 2026.
- MassachusettsSince 10 April 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 13 December 2021 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 22 January 2019 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 19 May 2011 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 6 May 2011 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- CRD
- 5882363
- Firm
- Your Ia · CRD 338535
- Office
- Dedham, MA
- Registration
- Investment adviser registration
- In the industry since
- May 2011
- Disciplinary history
- Not yet shown here · SEC record
Where does Alan Choi work?
Alan Choi is an investment adviser representative registered through Your Ia, LLC since April 2026, and is not listed among the firm’s executive officers or direct owners.
Is Alan Choi a financial advisor?
Yes. Alan Choi has a current investment-adviser registration in Massachusetts, through Your Ia since April 2026.
How many years of experience does Alan Choi have?
Alan Choi has 15 years in the financial industry, since May 2011, across 2 adviser firms.
What exams has Alan Choi passed?
Alan Choi has passed 4 licensing exams: the Series 6, Series 63, Series 26 and Series 65. The earliest, the Series 6, was passed in May 2011. FINRA credited Alan Choi with the SIE, which began in October 2018.
Where did Alan Choi work before Your Ia?
Before Your Ia, Alan Choi was registered through Transamerica Financial Advisors, LLC, January 2022 to March 2026.
Where is Alan Choi based?
Alan Choi’s registered office is in Dedham, MA.
Is Alan Choi registered with FINRA?
No. Alan Choi has no current broker registration.
How can I verify Alan Choi’s record?
Search CRD 5882363 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Alan Choi’s full registration record.