Adam Rainey has been an investment adviser representative at Strategic Asset Management since March 2024, and is not listed among the firm’s executive officers or direct owners.
Strategic Asset Management LLC. is a Rochester, MN firm with $218M under management, 231 clients and 10 advisers across 5 offices, as of its September 2026 filing.
Adam Rainey’s longest registration is the current one, 10 years at Star Capital Inc. since 2016. Before joining Strategic Asset Management in 2024, Adam Rainey was registered through Next Financial Group, Inc.
- – present · 2 yearsRochester, MN · Adviser representative · Firm CRD 306384
- Star Capital Inc.Also current– present · 10 yearsRochester, MN · Adviser representative · Firm CRD 171057
- Next Financial Group, Inc.– · under a yearRochester, MN · Adviser representative · Firm CRD 46214
Investment adviser representative registrations
Adam Rainey is registered as an investment adviser representative in Minnesota, since October 2016.
- MinnesotaSince 11 October 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 9 March 2015 |
| Series 63 | Uniform Securities Agent State Law Examination | 13 October 2014 |
| Series 7 | General Securities Representative Examination | 22 May 2014 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Adam Lee Rainey
- CRD
- 6232758
- Firm
- Strategic Asset Management · CRD 306384
- Office
- 2434 SUPERIOR DRIVE NW, SUITE 101, Rochester, MN 55901
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 2014
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Adam Rainey work?
Adam Rainey is an investment adviser representative registered through Strategic Asset Management LLC. since March 2024, and is not listed among the firm’s executive officers or direct owners.
Is Adam Rainey a financial advisor?
Yes. Adam Rainey has a current investment-adviser registration in Minnesota, through Strategic Asset Management since March 2024.
How many years of experience does Adam Rainey have?
Adam Rainey has 12 years in the financial industry, since May 2014, across 3 adviser firms.
What exams has Adam Rainey passed?
Adam Rainey has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in May 2014. FINRA credited Adam Rainey with the SIE, which began in October 2018.
Where did Adam Rainey work before Strategic Asset Management?
Before Strategic Asset Management, Adam Rainey was registered through Next Financial Group, Inc., March 2015 to October 2015.
Where is Adam Rainey based?
Adam Rainey’s registered office is in Rochester, MN.
Is Adam Rainey registered with FINRA?
Yes. Adam Rainey has a current broker registration, under CRD 6232758.
Source: FINRA BrokerCheck
How can I verify Adam Rainey’s record?
Search CRD 6232758 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Adam Rainey’s full registration record.