Adam Osterbur has been an investment adviser representative at Carolina Wealth Management since January 2020, and is not listed among the firm’s executive officers or direct owners.
Carolina Wealth Management, Inc. is a Greenville, NC firm with $798M under management, 646 clients and 8 advisers across 2 offices, as of its April 2026 filing.
- – present · 6 yearsGreenville, NC · Adviser representative · Firm CRD 131393
Investment adviser representative registrations
Adam Osterbur is registered as an investment adviser representative in North Carolina, since January 2020.
- North CarolinaSince 22 January 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 5 February 2019 |
| Series 63 | Uniform Securities Agent State Law Examination | 28 October 2011 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 21 October 2011 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Adam Timothy Osterbur
- CRD
- 5979337
- Firm
- Carolina Wealth Management · CRD 131393
- Office
- 1706-A EAST ARLINGTON BLVD., Greenville, NC 27858
- Registration
- Investment adviser registration
- In the industry since
- January 2020
- Disciplinary history
- Not yet shown here · SEC record
Where does Adam Osterbur work?
Adam Osterbur is an investment adviser representative registered through Carolina Wealth Management, Inc. since January 2020, and is not listed among the firm’s executive officers or direct owners.
Is Adam Osterbur a financial advisor?
Yes. Adam Osterbur has a current investment-adviser registration in North Carolina, through Carolina Wealth Management since January 2020.
How many years of experience does Adam Osterbur have?
Adam Osterbur has 6 years in the financial industry, since January 2020, across 1 adviser firm.
What exams has Adam Osterbur passed?
Adam Osterbur has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in October 2011.
Where is Adam Osterbur based?
Adam Osterbur’s registered office is in Greenville, NC.
Is Adam Osterbur registered with FINRA?
No. Adam Osterbur has no current broker registration.
How can I verify Adam Osterbur’s record?
Search CRD 5979337 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Adam Osterbur’s full registration record.
