Adam Jorgensen has been an investment adviser representative at Capital Markets IQ since August 2016, and is not listed among the firm’s executive officers or direct owners.
Capital Markets Iq, LLC is a firm with $571M under management, 884 clients and 20 advisers across 19 offices, as of its July 2026 filing.
Adam Jorgensen’s longest registration is the current one, 10 years at Capital Markets IQ since 2016. Before joining Capital Markets IQ in 2016, Adam Jorgensen was registered through Invest Financial Corporation.
- Capital Markets Iq, LLCCurrent– present · 10 yearsPalm Beach Gardens, FL · Adviser representative · Firm CRD 134921
- Invest Financial Corporation– · 1 yearPalm Beach Gardens, FL · Adviser representative · Firm CRD 12984
Investment adviser representative registrations
Adam Jorgensen is registered as an investment adviser representative in 7 states, as a resident of Texas. The first approvals date from August 2016; the most recent is New York, in January 2025.
- ArizonaSince 29 April 2024
- CaliforniaSince 3 December 2024
- ColoradoSince 1 August 2023
- FloridaSince 31 August 2016
- New YorkSince 31 January 2025
- OregonSince 17 December 2024
- TexasResidentSince 4 October 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 6 February 2015 |
| Series 7 | General Securities Representative Examination | 14 November 2014 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 December 2009 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 28 October 2008 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Adam Steven Jorgensen
- CRD
- 5606630
- Firm
- Capital Markets IQ · CRD 134921
- Office
- 4440 PGA Blvd., Suite 600, Palm Beach Gardens, FL 33410
- Registration
- Investment adviser registration
- In the industry since
- March 2015
- Disciplinary history
- Not yet shown here · SEC record
Where does Adam Jorgensen work?
Adam Jorgensen is an investment adviser representative registered through Capital Markets Iq, LLC since August 2016, and is not listed among the firm’s executive officers or direct owners.
Is Adam Jorgensen a financial advisor?
Yes. Adam Jorgensen has a current investment-adviser registration in Arizona, California, Colorado, Florida, New York, Oregon and Texas, through Capital Markets IQ since August 2016.
How many years of experience does Adam Jorgensen have?
Adam Jorgensen has 11 years in the financial industry, since March 2015, across 2 adviser firms.
What exams has Adam Jorgensen passed?
Adam Jorgensen has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 66. The earliest, the Series 6, was passed in October 2008. FINRA credited Adam Jorgensen with the SIE, which began in October 2018.
Where did Adam Jorgensen work before Capital Markets IQ?
Before Capital Markets IQ, Adam Jorgensen was registered through Invest Financial Corporation, February 2015 to August 2016.
Where is Adam Jorgensen based?
Adam Jorgensen’s registered office is in Palm Beach Gardens, FL.
Is Adam Jorgensen registered with FINRA?
No. Adam Jorgensen has no current broker registration.
How can I verify Adam Jorgensen’s record?
Search CRD 5606630 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Adam Jorgensen’s full registration record.