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Top 3 financial advisor firms in Exton

3 SEC-registered financial advisor firms are headquartered in Exton, PA, with $7.18B in combined regulatory assets under management. The largest by assets are Prowell Financial Management ($6.86B), Ehb Financial Resources Management ($164M) and Legacy Advisory Services ($157M).

3
Financial advisor firms
$7.18B
Their combined AUM
$164M
Median firm AUM
287
Clients of the top 3

The 3 largest by assets

  1. 1
    Prowell Financial Management

    RIA

    $6.86B

  2. 2
    Ehb Financial Resources Management

    RIA

    $164M

  3. 3
    Legacy Advisory Services

    RIA

    $157M

Profiles of the top 3

No. 1 · RIA

Prowell Financial Management

Prowell Financial Management is an investment adviser based in Exton, PA, registered with the SEC since 2016. It provides financial planning and investment management. Its clients include high-net-worth individuals, charitable organizations and individual clients. Its regulatory assets under management total $6.86 billion, as filed on 28 September 2026.

Prowell Financial Management charges up to 0.65% a year for its Financial Organization and Management.

Regulatory AUM
$6.86B
Clients
74
Advisory staff
3
Fee schedule
Up to 0.65% a year
Custodians
Charles Schwab
Headquarters
717 Constitution Drive, Suite 102, Exton, PA 19341
Phone
484-359-4057
Website
prowell-financial.com

No. 2 · RIA

Ehb Financial Resources Management

Ehb Financial Resources Management is an investment adviser based in Exton, PA, registered with the SEC since 2022. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $164 million, as filed on 6 February 2026.

Ehb Financial Resources Management charges 0.50%–1.00% a year for its Investment Supervisory Services.

Regulatory AUM
$164M
Clients
90
Advisory staff
1
Fee schedule
0.50% to 1.00% a year
Custodians
Charles Schwab
Headquarters
211 Welsh Pool Road, Suite 110, Exton, PA 19341
Phone
610-594-2701

No. 3 · RIA

Legacy Advisory Services

Legacy Advisory Services is an investment adviser based in Exton, PA, registered with the SEC since 2023. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $157 million, as filed on 27 February 2026.

Legacy Advisory Services charges 0.75%–1.25% a year for its Advisory fee schedule.

Regulatory AUM
$157M
Clients
123
Advisory staff
3
Fee schedule
0.75% to 1.25% a year
Custodians
Charles Schwab
Headquarters
658 Exton Commons, Exton, PA 19341
Phone
610-524-6801
Website
legacyadvisorypa.com

Questions about financial advisors in Exton

How many financial advisor firms are headquartered in Exton?

3 SEC-registered financial advisor firms report their principal office in Exton, PA, managing $7.18B in regulatory assets between them. The other 2 advisers headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Exton?

Prowell Financial Management, with $6.86B in regulatory assets under management on its latest Form ADV. The next largest are Ehb Financial Resources Management ($164M) and Legacy Advisory Services ($157M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Exton?

The median firm manages $164M in regulatory assets. That is the midpoint of the 3 firms headquartered in Exton.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Exton charge?

Of the 3 largest firms, 3 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 0.65% to 1.25% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Exton?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

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