Top 5 financial advisor firms in Edmond

5 SEC-registered financial advisor firms are headquartered in Edmond, OK, with $2.39B in combined regulatory assets under management. The largest by assets are Forge Financial Services ($1.46B), Transcendent Capital Group ($361M) and JM2 Capital ($238M).

5
Financial advisor firms: $2.39B
Their combined AUM: $238M
Median firm AUM: 6,237
Clients of the top 5

The 5 largest by assets

1
Forge Financial Services
RIA
$1.46B
Regulatory AUM
2
Transcendent Capital Group
RIA
$361M
Up to 2.00% a year
3
JM2 Capital
RIA
$238M
0.50% to 1.00% a year
4
Hughes Warren
RIA
$221M
Regulatory AUM
5
ChappelWood Financial Services
RIA
$113M
Regulatory AUM

Profiles of the top 5

No. 1 · RIA

Forge Financial Services

Forge Financial Services is an investment adviser based in Edmond, OK, registered with the SEC since 2020. It provides investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $1.46 billion, as filed on 8 September 2026.

Regulatory AUM: $1.46B
Clients: 4,683
Advisory staff: 15
Custodians: LPL Financial
Headquarters: 2901 South Bryant Avenue, Edmond, OK 73013
Phone: 405-340-1600
Website: forgefinancial.com

No. 2 · RIA

Transcendent Capital Group

Transcendent Capital Group is an investment adviser based in Edmond, OK, registered with the SEC since 2021. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $361 million, as filed on 5 February 2026.

Transcendent Capital Group charges up to 2.00% a year for its Asset Management.

Regulatory AUM: $361M
Clients: 510
Advisory staff: 9
Founded: 2021
Fee schedule: Up to 2.00% a year
Custodians: Raymond James
Headquarters: 1008 South Bryant Avenue, Suite 250, Edmond, OK 73034
Phone: 405-341-9188
Website: transcendentcapitalgroup.com

No. 3 · RIA

JM2 Capital

JM2 Capital is an investment adviser based in Edmond, OK, registered with the SEC since 2022. It provides investment management. Its clients include high-net-worth individuals, charitable organizations and individual clients. Its regulatory assets under management total $238 million, as filed on 3 March 2026.

JM2 Capital charges 0.50%–1.00% a year for its Asset Management.

Regulatory AUM: $238M
Clients: 70
Advisory staff: 3
Fee schedule: 0.50% to 1.00% a year
Minimum account: $500,000
Custodians: Charles Schwab
Headquarters: 16340 Muirfield Place, Edmond, OK 73013
Phone: 405-285-2878
Website: jm2capital.com

No. 4 · RIA

Hughes Warren

Hughes Warren is an investment adviser based in Edmond, OK, registered with the SEC since 2018. It provides financial planning and investment management. Its clients include individual clients and high-net-worth individuals. Its regulatory assets under management total $221 million, as filed on 20 February 2026.

Regulatory AUM: $221M
Clients: 808
Advisory staff: 2
Custodians: Fidelity
Headquarters: 16350 Muirfield Place, Edmond, OK 73013
Phone: 405-418-4080
Website: hugheswarren.com

No. 5 · RIA

ChappelWood Financial Services

ChappelWood Financial Services is an investment adviser based in Edmond, OK, registered with the SEC since 2026. It provides financial planning. Its clients include individual clients and high-net-worth individuals. Its regulatory assets under management total $113 million, as filed on 7 April 2026.

Regulatory AUM: $113M
Clients: 166
Advisory staff: 3
Headquarters: Financial District of Oklahoma, 1725 E 15th Street, Edmond, OK 73013
Phone: 405-348-0909
Website: chappelwood.com

Questions about financial advisors in Edmond

How many financial advisor firms are headquartered in Edmond?

5 SEC-registered financial advisor firms report their principal office in Edmond, OK, managing $2.39B in regulatory assets between them. The other 1 adviser headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Edmond?

Forge Financial Services, with $1.46B in regulatory assets under management on its latest Form ADV. The next largest are Transcendent Capital Group ($361M) and JM2 Capital ($238M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Edmond?

The median firm manages $238M in regulatory assets. That is the midpoint of the 5 firms headquartered in Edmond.

Source: Form ADV Part 1A, Item 5.F

How can I check a financial advisor's record in Edmond?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

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