Transcendent Capital Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, estate planning, and insurance. Financial planning was provided to 101–250 clients last fiscal year.
Transcendent Capital Group reports 510 clients. They include 435 individual clients, 71 high-net-worth individuals, and 4 corporations and other businesses. Of its assets, 100.0% ($361M across 1,339 accounts) are managed with discretion. It advised 2 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 85% | 31% |
| High-net-worth individuals | 14% | 68% |
| Corporations and other businesses | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 435 | $113M | 31.2% | $259K |
| High-net-worth individuals | 71 | $246M | 68.3% | $3.47M |
| Corporations and other businesses | Fewer than 5 | $1.69M | 0.5% | $422K |
| Total | 510 | $361M | 100% | — |
- Clients
- 435
- Regulatory AUM
- $113M
- AUM share
- 31.2%
- Avg. per client
- $259K
- Clients
- 71
- Regulatory AUM
- $246M
- AUM share
- 68.3%
- Avg. per client
- $3.47M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.69M
- AUM share
- 0.5%
- Avg. per client
- $422K
Total
- Clients
- 510
- Regulatory AUM
- $361M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 2
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Transcendent Capital Group charges up to 2.00% a year for its Asset Management. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning
- Financial planning is charged in arrears by fixed fee or hourly. Hourly fees range from $150 to $250 per hour; fixed fees for longer-term projects range from $500 to $2,000 per project.
Bill Johnson owns 50% to 75% of Transcendent Capital Group. It has 11 employees, 9 of them in advisory roles.
Leadership
- David FerrellManaging Member / CCO
- Bill JohnsonManaging Member
Investment adviser representatives
9 representatives listed in the SEC register as of 9 October 2026.
- Michael A Drooby
- David Chad Ferrell
- Mitchell Don Green
- Sarah Elizabeth Holmes
- Daniel Cameron James
- Darrell Sheridan James
- Bill Allen Johnson
- Charles Earl Oliver
- Grant Ned Tarrant
Staff
- 11 employees
- 9 in advisory functions
- 9 state-registered reps
- 2 broker-dealer reps
- 2 insurance agents
- Owns 50% to 75% of Transcendent Capital Group LLC
Bill Johnson
Control person · since August 2021
- Owns 50% to 75% of Transcendent Capital Group LLC
David Ferrell
Control person · since August 2021
Transcendent Capital Group’s regulatory assets grew 2.4× from $148M (June 2022) to $361M (February 2026); clients rose from 350 to 510 and employees from 6 to 11.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| February 2026 | $361M | 510 | 11 | 1 |
| March 2025 | $312M | 497 | 10 | 1 |
| February 2024 | $249M | 462 | 10 | 1 |
| August 2023 | $241M | 417 | 8 | 1 |
| June 2022 | $148M | 350 | 6 | 1 |
Besides its headquarters, Transcendent Capital Group has 0 offices, with 1 listed address in Oklahoma.
Oklahoma · 1 listed address
- 1008 South Bryant Avenue, Suite 250, EdmondHQ
Contact and registration details
- Legal name
- Transcendent Capital Group LLC
- Headquarters
- 1008 South Bryant Avenue, Suite 250, Edmond, OK 73034
- Website
- transcendentcapitalgroup.com
- Phone
- 405-341-9188
- @transcendent-capital-group
- SEC file
- 801-122512
- Founded
- 2021
- Structure
- Oklahoma LLC
- Fiscal year end
- December
Transcendent Capital Group uses Raymond James ($361M) as custodian for its separately managed accounts. Transcendent Capital Group does not have custody of client assets.
- Raymond JamesRaymond James Financial Services, Inc. · St. Petersburg, FL · $361M100%
At year end, Transcendent Capital Group’s separately managed accounts were largely in funds (45%) and stocks (40%). Its reported 13F holdings for the quarter ended 30 June 2026 total $257M across 128 positions; the largest are Allianzim Buffer15 Uncapped Allocation ETF (7.4%), iShares TR Core S&P Mcp ETF (4.6%) and iShares TR S&P 500 Grwt ETF (3.8%).
What the accounts hold
- Stocks40%
- Funds45%
- Bonds10%
- U.S. government and agency bonds5%
- State and local bonds3%
- Investment grade corporate bonds2%
- Cash5%
Reported 13F holdings
- $257M
- Reported 13F value
- 128
- Positions
- 36.7%
- In the 10 largest
- +17.2%
- Value vs. prior quarter
- Allianzim Buffer15 Uncapped Allocation ETF · Allianzim Buf 157.4%
- iShares TR Core S&P Mcp ETF · Core S&P Mcp ETF4.6%
- iShares TR S&P 500 Grwt ETF · S&P 500 Grwt ETF3.8%
- First Trust ETF IV First Trust Enhanced Short · First TR Enh New3.8%
- iShares TR Core S&P500 ETF · Core S&P500 ETF3.7%
- Invesco Qqq Trust · Unit Ser 13.2%
- Apple Incorporated3.1%
- State Street SPDR Portfolio S&P ETF · ST Str P500etf2.5%
- Microsoft Corporation2.3%
- Capital Group Core Equity ETF Shs Creation Unit · Shs Creat Unit2.3%
Together, the ten largest are 36.7% of reported value.
How many clients does Transcendent Capital Group have?
Transcendent Capital Group has 510 clients and manages $361 million for them, as of February 2026. They include 435 individual clients, 71 high-net-worth individuals, and 4 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 5 February 2026
What services does Transcendent Capital Group offer?
Transcendent Capital Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, estate planning, and insurance.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Transcendent Capital Group charge?
Transcendent Capital Group charges up to 2.00% a year for its Asset Management. The fee is billed in advance and is negotiable.
Which custodians does Transcendent Capital Group use?
Transcendent Capital Group’s separately managed account assets are held at Raymond James Financial Services, Inc. (St. Petersburg, FL), with $361M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 5 February 2026
How many financial advisors does Transcendent Capital Group have?
Transcendent Capital Group has 9 investment adviser representatives registered with state securities authorities, out of 11 employees, and 9 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Transcendent Capital Group invest in?
At the end of its last fiscal year, Transcendent Capital Group’s separately managed accounts held 45% registered funds (mutual funds, ETFs, BDCs), 40% exchange-traded equities, 5% U.S. government and agency bonds, 5% cash and equivalents, 3% state and local bonds and 2% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Transcendent Capital Group?
Transcendent Capital Group’s direct owners are Bill Johnson (50% to 75%) and David Ferrell (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 5 February 2026
How does Transcendent Capital Group get paid?
Transcendent Capital Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Transcendent Capital Group?
Transcendent Capital Group’s main office is at 1008 South Bryant Avenue, Suite 250, Edmond, OK 73034. Its phone number is 405-341-9188. Its website is transcendentcapitalgroup.com.