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Top 3 financial advisor firms in Concord

3 SEC-registered financial advisor firms are headquartered in Concord, NH, with $1.51B in combined regulatory assets under management. The largest by assets are DL Carlson Investment Group ($736M), Whitegate Investment Counselors ($545M) and Valpey Financial Services ($226M).

3
Financial advisor firms
$1.51B
Their combined AUM
$545M
Median firm AUM
685
Clients of the top 3

The 3 largest by assets

  1. 1
    DL Carlson Investment Group

    RIA

    $736M

  2. 2
    Whitegate Investment Counselors

    RIA

    $545M

  3. 3
    Valpey Financial Services

    RIA

    $226M

Profiles of the top 3

No. 1 · RIA

DL Carlson Investment Group

DL Carlson Investment Group is an investment adviser based in Concord, NH, registered with the SEC since 1989. It provides financial planning and investment management. Its clients include high-net-worth individuals, pension and profit-sharing plans, and individual clients. Its regulatory assets under management total $736 million, as filed on 25 August 2026.

Regulatory AUM
$736M
Clients
360
Advisory staff
8
Custodians
Commerce Bank, Charles Schwab
Headquarters
Two Capital Plaza, Suite 404, Concord, NH 03301
Phone
603-224-5977
Website
carlsoninvest.com

No. 2 · RIA

Whitegate Investment Counselors

Whitegate Investment Counselors is an investment adviser based in Concord, NH, registered with the SEC since 1992. It provides investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $545 million, as filed on 30 March 2026.

Whitegate Investment Counselors charges 0.75%–1.25% a year for its Investment Supervisory Services.

Regulatory AUM
$545M
Clients
139
Advisory staff
3
Fee schedule
0.75% to 1.25% a year
Minimum account
$1,000,000
Custodians
Charles Schwab
Headquarters
143 North Main Street, Suite 203, Concord, NH 03301
Phone
603-228-5471
Website
whitegateinvest.com

No. 3 · RIA

Valpey Financial Services

Valpey Financial Services is an investment adviser based in Concord, NH, registered with the SEC since 2020. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $226 million, as filed on 31 March 2026.

Valpey Financial Services charges 0.25%–0.85% a year for its Investment Management Services.

Regulatory AUM
$226M
Clients
186
Advisory staff
1
Founded
2010
Fee schedule
0.25% to 0.85% a year
Minimum account
$750,000
Custodians
Charles Schwab
Headquarters
100 North Main Street Suite 500, Concord, NH 03301
Phone
603-856-7945

Questions about financial advisors in Concord

How many financial advisor firms are headquartered in Concord?

3 SEC-registered financial advisor firms report their principal office in Concord, NH, managing $1.51B in regulatory assets between them. The other 1 adviser headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Concord?

DL Carlson Investment Group, with $736M in regulatory assets under management on its latest Form ADV. The next largest are Whitegate Investment Counselors ($545M) and Valpey Financial Services ($226M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Concord?

The median firm manages $545M in regulatory assets. That is the midpoint of the 3 firms headquartered in Concord.

Source: Form ADV Part 1A, Item 5.F

How can I check a financial advisor's record in Concord?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

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