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Top 3 financial advisor firms in Prospect

3 SEC-registered financial advisor firms are headquartered in Prospect, KY, with $2.09B in combined regulatory assets under management. The largest by assets are The Gleason Group ($1.61B), Demeter Tactical Investments ($265M) and BLVD Private Wealth ($220M).

3
Financial advisor firms
$2.09B
Their combined AUM
$265M
Median firm AUM
809
Clients of the top 3

The 3 largest by assets

  1. 1
    The Gleason Group

    RIA

    $1.61B

  2. 2
    Demeter Tactical Investments

    RIA

    $265M

  3. 3
    BLVD Private Wealth

    RIA

    $220M

Profiles of the top 3

No. 1 · RIA

The Gleason Group

The Gleason Group is an investment adviser based in Prospect, KY, registered with the SEC since 2015. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $1.61 billion, as filed on 15 June 2026.

Regulatory AUM
$1.61B
Clients
276
Advisory staff
5
Custodians
Raymond James
Headquarters
9418 Norton Commons Boulevard, Suite 100, Prospect, KY 40059
Phone
502-882-7300
Website
gleason-group.net

No. 2 · RIA

Demeter Tactical Investments

Demeter Tactical Investments is an investment adviser based in Prospect, KY, registered with the SEC since 2024. It provides investment management. Its clients include individual clients, pooled investment vehicles and high-net-worth individuals. Its regulatory assets under management total $265 million, as filed on 15 July 2026.

Regulatory AUM
$265M
Clients
396
Advisory staff
3
Custodians
Charles Schwab
Headquarters
6225 St. Bernadette Ave, Prospect, KY 40059
Phone
212-518-4444
Website
demetertacticalinvestments.com

No. 3 · RIA

BLVD Private Wealth

BLVD Private Wealth is an investment adviser based in Prospect, KY, registered with the SEC since 2022. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $220 million, as filed on 27 February 2026.

BLVD Private Wealth charges 0.20%–1.00% a year for its Portfolio Management and Held Away Assets – Pontera Fees.

Regulatory AUM
$220M
Clients
137
Advisory staff
3
Founded
2020
Fee schedule
0.20% to 1.00% a year
Custodians
Charles Schwab
Headquarters
10515 Meeting Street, Suite 101, Prospect, KY 40059
Phone
502-805-5820

Questions about financial advisors in Prospect

How many financial advisor firms are headquartered in Prospect?

3 SEC-registered financial advisor firms report their principal office in Prospect, KY, managing $2.09B in regulatory assets between them.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Prospect?

The Gleason Group, with $1.61B in regulatory assets under management on its latest Form ADV. The next largest are Demeter Tactical Investments ($265M) and BLVD Private Wealth ($220M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Prospect?

The median firm manages $265M in regulatory assets. That is the midpoint of the 3 firms headquartered in Prospect.

Source: Form ADV Part 1A, Item 5.F

How can I check a financial advisor's record in Prospect?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

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