Yanni & Associates Investment Advisors provides portfolio management for individuals and small businesses and publishing newsletters.
Yanni & Associates Investment Advisors reports 109 clients. They include 61 individual clients, 46 high-net-worth individuals and 1 charitable organization. Of its assets, 100.0% ($173M across 416 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 56% | 16% |
| High-net-worth individuals | 42% | 84% |
| Charitable organizations | <1% | <1% |
| Corporations and other businesses | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 61 | $26.9M | 15.6% | $441K |
| High-net-worth individuals | 46 | $145M | 83.8% | $3.14M |
| Charitable organizations | Fewer than 5 | $92.9K | 0.1% | $92.9K |
| Corporations and other businesses | Fewer than 5 | $1.03M | 0.6% | $1.03M |
| Total | 109 | $173M | 100% | — |
- Clients
- 61
- Regulatory AUM
- $26.9M
- AUM share
- 15.6%
- Avg. per client
- $441K
- Clients
- 46
- Regulatory AUM
- $145M
- AUM share
- 83.8%
- Avg. per client
- $3.14M
- Clients
- Fewer than 5
- Regulatory AUM
- $92.9K
- AUM share
- 0.1%
- Avg. per client
- $92.9K
- Clients
- Fewer than 5
- Regulatory AUM
- $1.03M
- AUM share
- 0.6%
- Avg. per client
- $1.03M
Total
- Clients
- 109
- Regulatory AUM
- $173M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Yanni & Associates Investment Advisors is paid through a percentage of assets under management and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
Matthew Yanni owns 75% or more of Yanni & Associates Investment Advisors. It has 2 employees, 1 of them in advisory roles.
Staff
- 2 employees
- 1 in advisory functions
- 1 state-registered rep
- 1 insurance agent
- Owns 75% or more of Yanni & Associates Investment Advisors, LLC
Matthew Yanni
Control person · since December 2006
Yanni & Associates Investment Advisors’ regulatory assets grew from $119M (June 2022) to $173M (January 2026); clients were 109 in both filings and employees fell from 3 to 2.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Jan 2026January 2026 | $173M | 109 | 2 | 1 |
| Jan 2025January 2025 | $160M | 104 | 3 | 1 |
| Jul 2024July 2024 | $141M | 98 | 3 | 1 |
| Jun 2023June 2023 | $123M | 108 | 3 | 1 |
| Jun 2022June 2022 | $119M | 105 | 3 | 1 |
Besides its headquarters, Yanni & Associates Investment Advisors has 0 offices, with 1 listed address in 1 state.
Pennsylvania · 1 listed address
- 2000 Corporate Drive, Suite 450, WexfordHQ
Contact and registration details
- Legal name
- Yanni & Associates Investment Advisors, LLC
- Headquarters
- 2000 Corporate Drive, Suite 450, Wexford, PA 15090
- Website
- yanniassociates.com
- Phone
- 724-940-0310
- SEC file
- 801-123404
- Structure
- Pennsylvania LLC
- Fiscal year end
- December
Yanni & Associates Investment Advisors’ named custodian for separately managed accounts is Charles Schwab ($166M). Yanni & Associates Investment Advisors has custody of $176M for 109 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $166M100%
At year end, Yanni & Associates Investment Advisors’ separately managed accounts were mostly in funds (72%) and bonds (21%). Its reported 13F holdings for the quarter ended 30 June 2026 total $108M across 34 positions; the largest are State Str SPDR S&P 500 ETF T (17.0%), iShares TR (12.3%) and Schwab Strategic TR (11.8%).
What the accounts hold
- Stocks5%
- Funds72%
- Bonds21%
- U.S. government and agency bonds20%
- Investment grade corporate bonds1%
- Cash2%
How many clients does Yanni & Associates Investment Advisors have?
Yanni & Associates Investment Advisors has 109 clients and manages $173 million for them, as of January 2026. They include 61 individual clients, 46 high-net-worth individuals and 1 charitable organization.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 27 January 2026
What services does Yanni & Associates Investment Advisors offer?
Yanni & Associates Investment Advisors provides portfolio management for individuals and small businesses and publishing newsletters.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Yanni & Associates Investment Advisors use?
Yanni & Associates Investment Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $166M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 January 2026
How many financial advisors does Yanni & Associates Investment Advisors have?
Yanni & Associates Investment Advisors has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Yanni & Associates Investment Advisors invest in?
At the end of its last fiscal year, Yanni & Associates Investment Advisors’ separately managed accounts held 72% registered funds (mutual funds, ETFs, BDCs), 20% U.S. government and agency bonds, 5% exchange-traded equities, 2% cash and equivalents and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Yanni & Associates Investment Advisors?
Yanni & Associates Investment Advisors’ direct owner is Matthew Yanni (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 27 January 2026
How does Yanni & Associates Investment Advisors get paid?
Yanni & Associates Investment Advisors is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Yanni & Associates Investment Advisors?
Yanni & Associates Investment Advisors’ main office is at 2000 Corporate Drive, Suite 450, Wexford, PA 15090. Its phone number is 724-940-0310. Its website is yanniassociates.com.