{"url":"https://nivawealth.com/firms/yanni-and-associates-investment-advisors-142913","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/142913","regulatoryAum":172650000,"crd":"142913","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"8231615","suffix":null,"lastName":"Stasko","firstName":"Jonathan","middleName":"Thomas"},{"crd":"2767573","suffix":null,"lastName":"YANNI","firstName":"MATTHEW","middleName":"ADAM"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-06-23","regulatoryAum":119150000,"clients":105,"employees":3,"offices":1},{"filedOn":"2023-06-27","regulatoryAum":123000000,"clients":108,"employees":3,"offices":1},{"filedOn":"2024-07-29","regulatoryAum":141000000,"clients":98,"employees":3,"offices":1},{"filedOn":"2025-01-21","regulatoryAum":160000000,"clients":104,"employees":3,"offices":1},{"filedOn":"2026-01-27","regulatoryAum":172650000,"clients":109,"employees":2,"offices":1}],"secFileNumber":"801-123404","legalName":"Yanni 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They include 61 individual clients, 46 high-net-worth individuals and 1 charitable organization.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 January 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Yanni & Associates Investment Advisors offer?","answer":"Yanni & Associates Investment Advisors provides portfolio management for individuals and small businesses and publishing newsletters.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Yanni & Associates Investment Advisors use?","answer":"Yanni & Associates Investment Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $166M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 January 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Yanni & Associates Investment Advisors have?","answer":"Yanni & Associates Investment Advisors has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Yanni & Associates Investment Advisors invest in?","answer":"At the end of its last fiscal year, Yanni & Associates Investment Advisors’ separately managed accounts held 72% registered funds (mutual funds, ETFs, BDCs), 20% U.S. government and agency bonds, 5% exchange-traded equities, 2% cash and equivalents and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Yanni & Associates Investment Advisors?","answer":"Yanni & Associates Investment Advisors’ direct owner is Matthew Yanni (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 27 January 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Yanni & Associates Investment Advisors get paid?","answer":"Yanni & Associates Investment Advisors is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Yanni & Associates Investment Advisors?","answer":"Yanni & Associates Investment Advisors’ main office is at 2000 Corporate Drive, Suite 450, Wexford, PA 15090. Its phone number is 724-940-0310. Its website is yanniassociates.com.","source":"Form ADV Part 1A, Item 1.F, filed 27 January 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/yanni-and-associates-investment-advisors-142913/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-09","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/2109644/000208585326000662/0002085853-26-000662-index.html","totalValue":108372906,"positionCount":34,"top10Share":0.8046151682967697,"top10":[{"issuer":"STATE STR SPDR S&P 500 ETF T","titleOfClass":"TR UNIT","cusip":"78462F103","value":18451193,"shares":24708,"shareType":"SH","priorValue":16320932,"priorShares":25096},{"issuer":"ISHARES TR","titleOfClass":"CORE S&P500 ETF","cusip":"464287200","value":13351211,"shares":17828,"shareType":"SH","priorValue":11717281,"priorShares":17938},{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"US LRG CAP 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}