Wurz Financial Services provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 101–250 clients last fiscal year.
Wurz Financial Services reports 491 clients. They include 449 individual clients and 42 high-net-worth individuals. Of its assets, 100.0% ($117M across 449 accounts) are managed with discretion. It advised 3 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 91% | 55% |
| High-net-worth individuals | 9% | 45% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 449 | $64M | 54.7% | $143K |
| High-net-worth individuals | 42 | $53M | 45.3% | $1.26M |
| Total | 491 | $117M | 100% | $238K |
- Clients
- 449
- Regulatory AUM
- $64M
- AUM share
- 54.7%
- Avg. per client
- $143K
- Clients
- 42
- Regulatory AUM
- $53M
- AUM share
- 45.3%
- Avg. per client
- $1.26M
Total
- Clients
- 491
- Regulatory AUM
- $117M
- AUM share
- 100%
- Avg. per client
- $238K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 3
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Wurz Financial Services charges 0.80%–1.50% a year for its Portfolio Management. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable and has a $6,250 annual minimum. The brochure also prices one other service, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$200K | 1.50% |
| $200K–$1M | 1.30% |
| $1M–$3M | 1.10% |
| $3M–$5M | 0.90% |
| $5M and above | 0.80% |
Fee details and sources
Other fees
- Financial Planning
- A one-time financial plan is a negotiated fixed fee of $0 to $50,000; ongoing planning is a subscription of $100 to $4,000 per month.
Darren Wurz owns 50% to 75% of Wurz Financial Services. The leadership team of Wurz Financial Services includes Chief Compliance Officer Darren Wurz. It has 7 employees, 3 of them in advisory roles.
Staff
- 7 employees
- 3 in advisory functions
- 3 state-registered reps
- 1 insurance agent
- Owns 50% to 75% of Wurz Financial Services, LLC
Darren Wurz
Control person · since March 2024
- Owns 50% to 75% of Wurz Financial Services, LLC
Travis Wurz
Control person · since March 2024
Besides its headquarters, Wurz Financial Services has 2 offices (1 private residence, listed without an address), with 2 listed addresses in 1 state.
Ohio · 2 listed addresses
- 6904 Spring Valley Drive, Suite 301, HollandHQ
- 201 E 5th St, Cincinnati
Contact and registration details
- Legal name
- Wurz Financial Services, LLC
- Headquarters
- 6904 Spring Valley Drive, Suite 301, Holland, OH 43528
- Website
- wurzfinancialservices.com
- Phone
- 859-291-9879
- @wurz-financial-services
- SEC file
- 801-135149
- Structure
- Ohio LLC
- Fiscal year end
- December
Wurz Financial Services’ named custodians for separately managed accounts are Charles Schwab ($102M, 89%) and Nationwide Securities ($13M, 11%). Wurz Financial Services does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $102M89%
- Nationwide SecuritiesNationwide Securities, LLC · Columbus, OH · $13M11%
At year end, Wurz Financial Services’ separately managed accounts were mostly in funds (69%) and cash (23%).
What the accounts hold
- Stocks2%
- Funds69%
- Bonds4%
- Cash23%
- Other2%
- Structured notes2%
How many clients does Wurz Financial Services have?
Wurz Financial Services has 491 clients and manages $117 million for them, as of July 2026. They include 449 individual clients and 42 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 21 July 2026
What services does Wurz Financial Services offer?
Wurz Financial Services provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Wurz Financial Services charge?
Wurz Financial Services charges 0.80%–1.50% a year for its Portfolio Management. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable and has a $6,250 annual minimum.
Source: FORM ADV PART 2A- WURZ FINANCIAL SERVICES, LLC, filed 29 June 2026
Which custodians does Wurz Financial Services use?
Wurz Financial Services’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $102M and Nationwide Securities, LLC (Columbus, OH), with $13M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 21 July 2026
How many financial advisors does Wurz Financial Services have?
Wurz Financial Services has 3 investment adviser representatives registered with state securities authorities, out of 7 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Wurz Financial Services invest in?
At the end of its last fiscal year, Wurz Financial Services’ separately managed accounts held 69% registered funds (mutual funds, ETFs, BDCs), 23% cash and equivalents, 4% investment grade corporate bonds, 2% exchange-traded equities and 2% other. The 2% other category is described as: Structured Notes.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Wurz Financial Services?
Wurz Financial Services’ direct owners are Darren Wurz (50% to 75%) and Travis Wurz (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 21 July 2026
How does Wurz Financial Services get paid?
Wurz Financial Services is paid through a percentage of assets under management, hourly charges, subscription fees and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Wurz Financial Services?
Wurz Financial Services’ main office is at 6904 Spring Valley Drive, Suite 301, Holland, OH 43528. Its phone number is 859-291-9879. Its website is wurzfinancialservices.com.
