{"url":"https://nivawealth.com/firms/wurz-financial-services-331608","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/331608","regulatoryAum":117000000,"crd":"331608","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"8274371","suffix":null,"lastName":"Bearden","firstName":"Stacia","middleName":"Marie"},{"crd":"6511945","suffix":null,"lastName":"WURZ","firstName":"DARREN","middleName":null},{"crd":"6558523","suffix":null,"lastName":"WURZ","firstName":"TRAVIS","middleName":"R"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-135149","legalName":"Wurz Financial Services, LLC","displayName":"Wurz Financial Services","slug":"wurz-financial-services-331608","website":"https://wurzfinancialservices.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/wurz-financial-services/","xUrl":"https://www.x.com/wurzfinanccial/","founded":null,"organization":"Ohio limited liability company","fiscalYearEnd":"December","headquarters":{"street":"6904 Spring Valley Drive, Suite 301","city":"Holland","state":"OH","stateName":"Ohio","country":"United States","postalCode":"43528"},"tradeNames":[],"registration":{"secApproved":"20 January 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":238289.20570264765,"staff":{"employees":7,"advisory":3,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":117000000,"discretionary":117000000,"discretionaryAccounts":449,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":3},"clientTypes":[{"label":"Individuals (other than HNW)","clients":449,"regulatoryAum":64000000},{"label":"High-net-worth individuals","clients":42,"regulatoryAum":53000000}],"feePrograms":[{"role":"main","program":"Portfolio Management","feeBasis":"marginal","fee_tiers":[{"to":200000,"pct":1.5,"from":0},{"to":1000000,"pct":1.3,"from":200000},{"to":3000000,"pct":1.1,"from":1000000},{"to":5000000,"pct":0.9,"from":3000000},{"to":null,"pct":0.8,"from":5000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1049844","versionId":1049844,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-06-29","documentName":"FORM ADV PART 2A- WURZ FINANCIAL SERVICES, LLC","fee_rate_low":0.8,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":"annual","fee_minimum_annual":6250},{"role":"other","program":"Financial Planning","summary":"A one-time financial plan is a negotiated fixed fee of $0 to $50,000; ongoing planning is a subscription of $100 to $4,000 per month.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1049844","versionId":1049844,"submittedOn":"2026-06-29","documentName":"FORM ADV PART 2A- WURZ FINANCIAL SERVICES, LLC"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T17:46:08.60052+00:00","documents":[{"name":"FORM ADV PART 2A- WURZ FINANCIAL SERVICES, LLC","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1049844","versionId":1049844,"submittedOn":"2026-06-29"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":102000000},{"name":"Nationwide Securities, LLC","shortName":"Nationwide Securities","location":"Columbus, OH","smaAssets":13000000}],"custodyNote":"Wurz Financial Services does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Darren Wurz","title":"Managing Partner and Chief Compliance Officer","crd":"6511945"},{"name":"Travis Wurz","title":"Managing Partner","crd":"6558523"}],"ownership":[{"label":"Darren Wurz","detail":"Managing partner and chief compliance officer in the 50% to 75% ownership band and a control person, since March 2024."},{"label":"Travis Wurz","detail":"Managing partner in the 50% to 75% ownership band and a control person, since March 2024."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":1},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Ohio","offices":2,"addresses":[{"street":"6904 Spring Valley Drive, Suite 301","city":"Holland","headquarters":true},{"street":"201 E 5th St","city":"Cincinnati"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"859-291-9879","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Subscription fees","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":2},{"label":"Investment grade corporate bonds","percent":4},{"label":"Securities issued by registered investment companies or business development companies","percent":69},{"label":"Cash and cash equivalents","percent":23},{"label":"Other","percent":2,"detail":"Structured Notes"}],"privateFunds":0},"sources":{"adv1FilingDate":"21 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/331608/PDF/331608.pdf","brochureDate":"29 June 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1049844","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Wurz Financial Services have?","answer":"Wurz Financial Services has 491 clients and manages $117 million for them, as of July 2026. They include 449 individual clients and 42 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 21 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Wurz Financial Services offer?","answer":"Wurz Financial Services provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Wurz Financial Services charge?","answer":"Wurz Financial Services charges 0.80%–1.50% a year for its Portfolio Management. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable and has a $6,250 annual minimum.","source":"FORM ADV PART 2A- WURZ FINANCIAL SERVICES, LLC, filed 29 June 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Wurz Financial Services use?","answer":"Wurz Financial Services’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $102M and Nationwide Securities, LLC (Columbus, OH), with $13M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 21 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Wurz Financial Services have?","answer":"Wurz Financial Services has 3 investment adviser representatives registered with state securities authorities, out of 7 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Wurz Financial Services invest in?","answer":"At the end of its last fiscal year, Wurz Financial Services’ separately managed accounts held 69% registered funds (mutual funds, ETFs, BDCs), 23% cash and equivalents, 4% investment grade corporate bonds, 2% exchange-traded equities and 2% other. The 2% other category is described as: Structured Notes.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Wurz Financial Services?","answer":"Wurz Financial Services’ direct owners are Darren Wurz (50% to 75%) and Travis Wurz (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 21 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Wurz Financial Services get paid?","answer":"Wurz Financial Services is paid through a percentage of assets under management, hourly charges, subscription fees and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Wurz Financial Services?","answer":"Wurz Financial Services’ main office is at 6904 Spring Valley Drive, Suite 301, Holland, OH 43528. Its phone number is 859-291-9879. Its website is wurzfinancialservices.com.","source":"Form ADV Part 1A, Item 1.F, filed 21 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}